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Capital / Liquidity
SEBI to Raise Net Worth Requirements for Market Intermediaries
By Editors | 02/10/2021
SEBI proposes to progressively raise the net worth requirements for trading members, clearing members and depository participants by October 2023.
Market Infrastructure
SEBI Approves Proposals for Gold Exchange, Social Stock Exchange
By Editors | 01/10/2021
SEBI will allow trading in electronic gold receipts. A social stock exchange will be created. Regulations on related party transactions have been strengthened.
Market Infrastructure
Open Letter from FPIs to SEBI on T+1 Settlement
By Editors | 30/09/2021
ASIFMA, Asia TraderForum and The Investment Association have issued an open letter on behalf of FPIs asking SEBI to delay implementation of T+1 settlement.
Securities / Derivatives
SEBI Updates Risk Management Framework for Mutual Funds, AMCs
By Editors | 30/09/2021
Mutual funds and AMCs will be required to maintain mandatory metrics on investment risk, liquidity risk and credit risk, and perform stress tests at least monthly.
Securities / Derivatives
SEBI Chairman: T+1 Settlement ‘Good for all Participants’
By Ranamita Chakraborty | 21/09/2021
SEBI chairman Ajay Tyagi says moving to T+1 settlement will be good for all participants and not lead to liquidity fragmentation.
Enforcement
SEBI to Shorten Time Allowed to Settle Enforcement Proceedings
By Editors | 16/09/2021
SEBI proposes to reduce the timeline allowed for entities to file applications to settle enforcement proceedings from 180 to 60 days.
Enforcement
SEBI Settles YES Bank Case of Selective Disclosures
By Editors | 15/09/2021
YES Bank allegedly made selective disclosures regarding its asset quality, and did not disclose regulatory breaches identified by the RBI.
Securities / Derivatives
SEBI Revises Position Limits on Currency Derivatives
By Editors | 12/09/2021
The revised position limits apply to domestic clients, NRIs, and Category II FPIs that are individuals, family offices, and corporates.
Market Infrastructure
SEBI to Introduce Optional T+1 Settlement Cycle from January
By Editors | 08/09/2021
Stock exchanges may choose to offer T+1 settlement on any scrip, after providing the market advance notice of at least one month.
Securities / Derivatives
SEBI Directs Fund Managers to Disclose Risk in All Promo Materials
By Editors | 06/09/2021
SEBI has clarified that asset managers should disclose scheme “risk-o-meters” in all disclosures including promotional material from 1 October.
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