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Securities / Derivatives
Intra-day NAV is Applicable for ETF Transactions: SEBI
By Ranamita Chakraborty | 06/08/2021
The mutual fund industry told SEBI the closing NAV may “not be relevant” for direct transactions in ETF units with large investors.
Securities / Derivatives
SEBI Asks RTAs to Build Common Platform for Fund Investors
By Editors | 05/08/2021
SEBI has asked India’s two RTAs, KFinTech and CAMS, to develop a new dedicated platform for investors to transact in mutual funds.
Securities / Derivatives
SEBI Requires Segregation, Monitoring of Client Collateral
By Editors | 27/07/2021
The framework seeks to address previous instances of brokers defaulting and misusing clients’ securities and funds.
Securities / Derivatives
SEBI Proposes Tweaks to Dual Class Shares Framework
By Editors | 12/07/2021
SEBI proposes to allow superior voting rights shares to be issued to trusts and other corporate structures and to tweak other requirements.
Capital / Liquidity
SEBI Allows Cross Margin Benefits in Commodity Futures Trades
By Editors | 03/07/2021
The move is part of efforts to improve efficiency in the use of the margin capital and enhance market liquidity.
Securities / Derivatives
SEBI Clarifies Application of Liquidity Risk Rules for Debt Funds
By Editors | 02/07/2021
Liquid assets requirements imposed in November mean that asset allocation limits only apply to the non-liquid portion of portfolios.
Securities / Derivatives
SEBI Allows Mutual Funds to Trade IRS for Hedging
By Sanday Chongo Kabange | 22/06/2021
SEBI says mutual fund schemes may enter into plain vanilla interest rate swaps for hedging purposes.
Securities / Derivatives
SEBI Planning Dedicated Framework For SPACs – Report
By Sanday Chongo Kabange | 21/06/2021
To allow SPACs in India, SEBI would have to either introduce a separate law or amend current regulations.
Fintech / Regtech
SEBI Revises Eligibility Rules for Regulatory Sandbox
By Sanday Chongo Kabange | 16/06/2021
SEBI-registered entities can apply to the sandbox in partnership with other entities. Eligibility requirements are set out for two stages of sandbox testing.
Securities / Derivatives
SEBI Updates Rules for Centralised Corporate Bond Database
By Sanday Chongo Kabange | 11/06/2021
The updated rules aim to further streamline the centralised database and provide further ease of access of information for investors.
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