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Securities / Derivatives
SEBI Consults on Measures to Protect Client Collateral
By Editors | 17/05/2021
The proposed framework seeks to protect clients’ collateral from being misused or misappropriated by trading or clearing members.
Securities / Derivatives
SEBI Proposes to Reduce Promoter Lock-in Period
By Editors | 14/05/2021
SEBI proposes to reduce the lock-in period for the minimum promoter’s contribution to an IPO from 3 years to one year.
Securities / Derivatives
SEBI Panel Offers Recommendations on Social Stock Exchange Listings
By Ranamita Chakraborty | 12/05/2021
A technical group was set up last September to develop a framework for on-boarding non-profit organisations and for-profit social enterprises on social stock exchanges.
ESG / Sustainability
SEBI Enhances Sustainability Reporting Rules for Listed Entities
By Manesh Samtani | 12/05/2021
The new Business Responsibility and Sustainability Reports will contain disclosures relating to ESG risks, sustainability performance, environmental metrics, and social factors.
Securities / Derivatives
SEBI Issues Compensation Guidelines for Fund Managers
By Editors | 05/05/2021
20% of compensation of key AMC employees must be paid in the form of units of the mutual fund schemes in which they have a role or oversight.
Securities / Derivatives
SEBI Issues Guidelines for CRAs on Issuing Provisional Ratings
By Editors | 01/05/2021
Credit rating agencies cannot assign a rating, including provisional decisions, to an issuer or client evaluating strategic decisions.
Enforcement
SEBI Fines Yes Bank, Three Others for Mis-selling AT1 Bonds
By Editors | 13/04/2021
SEBI says Yes Bank misled individual investors into buying risky AT1 bonds and did not inform them of the risks involved or conduct risk profiling.
ESG / Sustainability
SEBI Approves Listing Rule Changes, New ESG Reporting Requirements
By Editors | 02/04/2021
The new reporting requirements set the stage for taking a leap for better disclosures in the ESG space in India, SEBI said.
Capital / Liquidity
SEBI Requires Intermediaries to Seek Approval for Change in Control
By Editors | 29/03/2021
Under the new guidelines, transfer of shareholding among immediate relatives shall not result into change in control for unlisted body […]
Securities / Derivatives
SEBI Relaxes Valuation Rules For AT1 Bonds
By Ranamita Chakraborty | 29/03/2021
Under revised regulations, the deemed residual maturity of perpetual or AT1 bonds would remain 10 years until 31 March 2022.
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