Securities and Futures Commission

    Fintech / Regtech

    SFC Sets Feb 2026 Deadline for Migration to New STR Platform

    By Manesh Samtani | 27/01/2026

    The regulator has mandated a transition to the new STREAMS 2 platform, detailing submission methods and a blackout period.

    Crypto / Digital Assets

    Hong Kong's Mox Bank Rolls Out Regulated Crypto Trading

    By Sanday Chongo Kabange | 27/01/2026

    Standard Chartered-backed virtual bank becomes second digital lender to offer BTC and ETH, but within a closed system that prohibits external transfers.

    Enforcement

    Hong Kong SFC Suspends Rep for Concealing HK$3.4bn in Personal Trades

    By Sanday Chongo Kabange | 27/01/2026

    The SFC action highlights requirements for firms to monitor employee trading under the Code of Conduct after a decade of concealment.

    Trending

    Asia Needs More, Not Less, Regulation for Digital Finance, Policymakers Say

    By Manesh Samtani | 26/01/2026

    International policymakers at the Asian Financial Forum in Hong Kong debate the meaning of 'regulatory modernisation' for finance.

    Enforcement

    SFC Secures Compensation from 'Shadow Director', Two Former Execs

    By Sanday Chongo Kabange | 23/01/2026

    The trio were banned from being directors and ordered to pay compensation worth HKD 595 million for defrauding a now-delisted company.

    Securities / Derivatives

    Liquidity Risk in the Spotlight as SFC Private Credit Consultation Ends

    By Blake Evans-Pritchard | 22/01/2026

    The SFC allows individual funds to decide how to best manage liquidity, but this may have to change for retail investment in private credit.

    Crypto / Digital Assets

    Hong Kong to Issue First Stablecoin Licences in Q1 2026

    By Sanday Chongo Kabange | 21/01/2026

    The new regime will impose strict rules on reserves and risk management as the city builds out its digital asset ecosystem.

    Securities / Derivatives

    HKEX Finalises Rules for Dual Counter Designated Specialists

    By Sanday Chongo Kabange | 20/01/2026

    HKEX has detailed new rules allowing dual counter market makers to register corporate clients as specialists for liquidity provision, effective 26 January.

    ESG / Sustainability

    SFC Chair Calls on Listed Companies to Bolster Succession Planning Efforts

    By Sanday Chongo Kabange | 20/01/2026

    SFC Chairman highlighted ageing corporate boards as a key risk facing Hong Kong's listed companies, calling for succession planning to be treated as a core fiduciary duty.

    Trending

    HK Regulators in Talks on Cross-Sector 'Fintech 2030' Plan - Report

    By Manesh Samtani | 06/01/2026

    HKMA to work with securities and insurance watchdogs on a new five-year plan focusing on AI, data, and tokenisation.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.