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AML / KYC
SFC Fines Arta Global Futures and Suspends Ex-Directors for AML Breaches
By Editors | 04/07/2025
The SFC has penalised Arta Global Futures and suspended two former senior executives over systemic AML and trading surveillance failures.
Market Infrastructure
HKEX Introduces New Order Routing Service on Integrated Fund Platform
By Sanday Chongo Kabange | 04/07/2025
The introduction of the new Order Routing Service will help transform the fund order placement process, which includes subscriptions and redemptions.
Crypto / Digital Assets
SFC Grants Licences for Tokenised Securities to DigiFT
By Editors | 03/07/2025
Digital asset platform DigiFT has gained approval to deal in and advise on tokenised real-world assets, expanding its Asia footprint.
Securities / Derivatives
Hong Kong: New Position Limits for Key Derivatives Set to Take Effect
By Sanday Chongo Kabange | 01/07/2025
The SFC says the increase in position limits will provide greater flexibility for market participants in their trading activities.
AML / KYC
Hong Kong Consults on Virtual Asset Rules for OTC Dealing and Custodians
By Sanday Chongo Kabange | 30/06/2025
FSTB and SFC are consulting on virtual asset regulatory regimes for OTC trading services and custodian services.
AML / KYC
Hong Kong Rules Out Bespoke Regime for Family Offices
By Manesh Samtani | 30/06/2025
Hong Kong will rely on existing activity-based licensing and AML laws to police the sector, while enhancing tax breaks.
AML / KYC
Hong Kong Police Arrest Eight Involved in Share Sale Scams
By Editors | 28/06/2025
HK police have arrested eight individuals in connection with two phishing schemes targeting over 130 investors, resulting in HK$46 million in losses.
Crypto / Digital Assets
Hong Kong Unveils Second Policy Statement on Digital Assets Development
By Sanday Chongo Kabange | 27/06/2025
The latest policy statement on digital assets development introduces the so-called "LEAP" framework and builds on the 2022 policy.
Crypto / Digital Assets
Mainland Broker Guotai Junan Secures Hong Kong Crypto Approval
By Editors | 26/06/2025
Guotai Junan has become the first mainland brokerage to receive the SFC’s approval to provide crypto trading services.
Enforcement
SFC Suspends CEO of Freeman Commodities for Supervisory Failures
By Sanday Chongo Kabange | 20/06/2025
The SFC said the former RO and MiC failed to ensure his firm maintained appropriate standards of conduct and adhered to proper procedures.
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