ADVERTISEMENT
Hong Kong Regulator to Review Rules on Alternative Liquidity Pools
By Editors | 28/02/2014
The Securities and Futures Commission has begun a two-month consultation concerning the future regulation of alternative liquidity pools (ALPs), also known as dark pools.
Hong Kong Regulator Issues Circular on Cross-Border Business Activities
By Editors | 29/01/2014
The Securities and Futures Commission reminds licensed corporations to maintain effective policies, procedures and controls to monitor and ensure regulatory compliance in relation to their cross-border business activities.
Hong Kong Regulator Seeks Public Views on REIT Investment Scope
By Editors | 28/01/2014
Hong Kong’s Securities and Futures Commission is seeking public opinion on proposals to expand the investment scope of real estate investment trusts (REITs).
Hong Kong Regulator Releases Circular on Internet Trading, Hacking Risks
By Editors | 28/01/2014
Hong Kong’s Securities and Futures Commission calls on corporations to enhance IT security controls to reduce internet hacking risks.
HK Court Varies Interim Injunction Against Qunxing
By Editors | 24/01/2014
The Court of First Instance today varied an interim injunction obtained by the SFC in the proceedings against Qunxing Paper Holdings Company Limited (Qunxing) and its subsidiary, Best Known Group Limited (Best Known).
SFC Allows Appeal over Retail Investor Aquittal
By Editors | 24/01/2014
The Court of First Instance today allowed the Securities and Futures Commission’s (SFC) appeal of the acquittal of Mr Chan Wing Fai of false trading, and ordered that the case be remitted back to the Magistrate.
Securities / Derivatives
Japan and Mongolia to Strengthen Cooperation
By Editors | 10/01/2014
Japan and Mongolia exchange letters with aim of sharing expertise and experience.
HK Consultation on Establishing Resolution Regime for Financial Institutions
By Editors | 07/01/2014
Hong Kong Government and regulators have launched the first stage of a public consultation on establishing an effective resolution regime for financial institutions, including financial market infrastructures.
SFC Fines HSBC over Inaccurate Licence Application
By Editors | 20/12/2013
The Hong Kong securities regulator on Thursday fined an arm of HSBC $5M HKD (US$640,000) for providing inaccurate information during […]
SFC Report Shows Trends in Risk & Risk Mitigation
By Editors | 19/12/2013
The Hong Kong Securities and Futures Commission (SFC) has released a report unveiling the trends in risk and risk mitigation. […]
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team