Securities and Futures Commission

Securities / Derivatives

Algorithmic Electronic Trading in APAC

By Editors | 03/03/2014

Algorithmic electronic trading strategies in Asia appear to be poised for continued growth; however, more consistent regulatory regimes are required to promote further development of the market.

Hong Kong Regulator to Review Rules on Alternative Liquidity Pools

By Editors | 28/02/2014

The Securities and Futures Commission has begun a two-month consultation concerning the future regulation of alternative liquidity pools (ALPs), also known as dark pools.

Hong Kong Regulator Issues Circular on Cross-Border Business Activities

By Editors | 29/01/2014

The Securities and Futures Commission reminds licensed corporations to maintain effective policies, procedures and controls to monitor and ensure regulatory compliance in relation to their cross-border business activities.

Hong Kong Regulator Seeks Public Views on REIT Investment Scope

By Editors | 28/01/2014

Hong Kong’s Securities and Futures Commission is seeking public opinion on proposals to expand the investment scope of real estate investment trusts (REITs).

Hong Kong Regulator Releases Circular on Internet Trading, Hacking Risks

By Editors | 28/01/2014

Hong Kong’s Securities and Futures Commission calls on corporations to enhance IT security controls to reduce internet hacking risks.

HK Court Varies Interim Injunction Against Qunxing

By Editors | 24/01/2014

The Court of First Instance today varied an interim injunction obtained by the SFC in the proceedings against Qunxing Paper Holdings Company Limited (Qunxing) and its subsidiary, Best Known Group Limited (Best Known).

SFC Allows Appeal over Retail Investor Aquittal

By Editors | 24/01/2014

The Court of First Instance today allowed the Securities and Futures Commission’s (SFC) appeal of the acquittal of Mr Chan Wing Fai of false trading, and ordered that the case be remitted back to the Magistrate.

Securities / Derivatives

Japan and Mongolia to Strengthen Cooperation

By Editors | 10/01/2014

Japan and Mongolia exchange letters with aim of sharing expertise and experience.

HK Consultation on Establishing Resolution Regime for Financial Institutions

By Editors | 07/01/2014

Hong Kong Government and regulators have launched the first stage of a public consultation on establishing an effective resolution regime for financial institutions, including financial market infrastructures.