Securities and Futures Commission

    Securities / Derivatives

    Liquidity Risk in the Spotlight as SFC Private Credit Consultation Ends

    By Blake Evans-Pritchard | 22/01/2026

    The SFC allows individual funds to decide how to best manage liquidity, but this may have to change for retail investment in private credit.

    Crypto / Digital Assets

    Hong Kong to Issue First Stablecoin Licences in Q1 2026

    By Sanday Chongo Kabange | 21/01/2026

    The new regime will impose strict rules on reserves and risk management as the city builds out its digital asset ecosystem.

    Securities / Derivatives

    HKEX Finalises Rules for Dual Counter Designated Specialists

    By Sanday Chongo Kabange | 20/01/2026

    HKEX has detailed new rules allowing dual counter market makers to register corporate clients as specialists for liquidity provision, effective 26 January.

    Securities / Derivatives

    Korea Fines Six Financial Firms Including GIC for Naked Short Selling

    By Manesh Samtani | 20/01/2026

    The penalties are the first large-scale enforcement action since short selling resumed, signalling a zero-tolerance stance on illegal trades.

    ESG / Sustainability

    SFC Chair Calls on Listed Companies to Bolster Succession Planning Efforts

    By Sanday Chongo Kabange | 20/01/2026

    SFC Chairman highlighted ageing corporate boards as a key risk facing Hong Kong's listed companies, calling for succession planning to be treated as a core fiduciary duty.

    Securities / Derivatives

    Korea Expands Joint Task Force to Combat Stock Manipulation

    By Sanday Chongo Kabange | 15/01/2026

    Authorities will create a second team within a multi-agency unit to enhance the detection and punishment of market abuse.

    ESG / Sustainability

    IESBA Kicks Off Global Dialogue on Firm Culture with Asia Outreach

    By Mark Johnston | 13/01/2026

    The ethics board has launched its "Viewpoints" to stimulate a six-month global consultation on a future framework for accounting firms.

    Fintech / Regtech

    KRX, Nextrade Tipped to Win New STO Licences in Korea

    By Sanday Chongo Kabange | 08/01/2026

    The FSC's sub-committee has reportedly selected the two groups to run the new OTC exchanges, but the regulator says a final decision is still pending.

    Trending

    HK Regulators in Talks on Cross-Sector 'Fintech 2030' Plan - Report

    By Manesh Samtani | 06/01/2026

    HKMA to work with securities and insurance watchdogs on a new five-year plan focusing on AI, data, and tokenisation.

    Crypto / Digital Assets

    SFC Fines Saxo Capital Markets Over Virtual Asset Product Control Failures

    By Sanday Chongo Kabange | 06/01/2026

    The SFC cites multi-year breaches in client suitability, due diligence, and platform controls for products improperly offered to retail investors.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.