Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com
Thailand Based Trader Pays $5.2M SEC Settlement
06/09/2013
The Securities and Exchange Commission today announced that a Bangkok-based trader whose U.S. brokerage account was frozen in an SEC […]
Securities / Derivatives
Regional Regulators Bolster Cross-Border Cooperation in Market Surveillance
06/09/2013
Regulators from the Asia-Pacific region came together to bolster cross-border cooperation in market surveillance at the ‘Market Integrity Forum’ and […]
Assessment of ASX Clearing and Settlement Facilities
05/09/2013
The Reserve Bank of Australia has released its 2012/13 Assessment of ASX Clearing and Settlement Facilities against the Financial Stability […]
ESMA Advises Commission on Non-EU Derivatives Rules
03/09/2013
The European Securities and Market Authority (ESMA) has published its advice to the European Commission on the equivalence of the […]
Final Report Issued on Margin Requirements for Non-Centrally Cleared Derivatives
03/09/2013
The Basel Committee on Banking Supervision and the International Organization of Securities Commissions (IOSCO) released today the final framework for […]
APRA Releases Final Guidance on Managing Data Risk
02/09/2013
The Australian Prudential Regulation Authority (APRA) today released in final form its prudential practice guide on the management of data […]
Securities / Derivatives
EMIR – Asian Countries Equivalence Reports
01/09/2013
ESMA has published its advice to the European Commission on the equivalence of the regulatory regimes for OTC derivatives clearing, […]
ASX Releases Consultation on Exchange Traded Derivatives & OTC Interest Rate Derivatives
30/08/2013
On 28 August 2013, ASX released the first of two Consultation Papers on its Client Clearing Service for ASX 24 […]
ASX Releases Consultation on Crossing Rules
30/08/2013
On 28 August 2013, ASX released a consultation paper on Changes to the Exchange Traded Option (ETO) Crossing Rules. ASX […]
Securities / Derivatives
Bank Indonesia Publishes the Implementation of the Provisions Related SDBI, Forex TD and Relaxation of Forex Purchase Terms
30/08/2013
As part of the implementation of the policy package of Bank Indonesia continued to maintain macroeconomic stability, Bank Indonesia issued […]
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