Strengthening Cooperation between the HKMA and Bank Negara Malaysia

30/08/2013

The Hong Kong Monetary Authority (HKMA) and Bank Negara Malaysia (BNM) held a bilateral meeting today (Wednesday) in Kuala Lumpur […]

Securities / Derivatives

China to sign Multilateral Tax Convention

26/08/2013

China is joining the group of more than 50 developed and developing countries, including all G20 members, which are signatories […]

Japanese FSA Signs Cooperation with National Bank of Slovakia

23/08/2013

On August 22, the Japanese Financial Services Agency (FSA) signed a Memorandum of Cooperation with the National Bank of Slovakia […]

ASIC Continues Crackdown on Hybrids

23/08/2013

This week ASIC highlighted they have seen an improvement in the disclosure of the risks of hybrids, but there is […]

SFC Quarterly Update Apr-June 2013

20/08/2013

The Securities and Futures Commission (SFC) releases its Quarterly Report today. Key regulatory developments include: Working with The Stock Exchange […]

MAS Consultation Paper on Basel III Liquidity Rules

16/08/2013

On 6 January 2013, the Group of Central Bank Governors and Heads of Supervision (“GHOS”) endorsed the Basel III Liquidity […]

SFC Reprimands and Fines China Securities Holdings

15/08/2013

The Securities and Futures Commission (SFC) has issued a reprimand to China Securities Holdings Limited (China Securities); fined it $1.3 […]

SEC Issues Risk Alert on Options Trading

15/08/2013

The SEC has issued a Risk Alert to help market participants detect and prevent options trading that circumvents an SEC […]

ASIC makes rules on dark liquidity, high-frequency trading

12/08/2013

ASIC has released its market integrity rules on dark liquidity and high-frequency trading. ASIC has also released guidance on the […]