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Enforcement
Citi, Barclays Facing Penalties in Korea for Illegal Short Selling
By Editors | 12/11/2024
According to local reports, the penalties could reach $14.3mn for Citi and $50mn for Barclays, breaking previous records.
Securities / Derivatives
MAS Unveils New Green Finance and Market Initiatives with China
By Nithya Subramanian | 12/11/2024
The initiatives aim to expand cross-border green financing flows, enhance bond market connectivity, and deepen collaboration on index and ETF products.
Securities / Derivatives
Hong Kong Introduces Bill to Boost REITs, Options Markets
By Sanday Chongo Kabange | 12/11/2024
The bill will remove stamp duties payable on transfers of REITs shares or units and jobbing business of options market makers.
Securities / Derivatives
RBI Expands Trade Reporting Requirements to Include FX Spot Deals
By Editors | 12/11/2024
The new reporting requirements are aimed at ensuring the RBI has a more complete view of the FX market for monitoring and regulatory purposes.
Securities / Derivatives
IOSCO Updates Fund Liquidity Risk Management Recommendations
By Manesh Samtani | 12/11/2024
The proposed updates emphasise the need for open-ended funds to implement anti-dilution and quantity-based liquidity management tools in both normal and stressed market conditions.
Securities / Derivatives
Taiwan FSC to Relax Rule on Discretionary Investment Accounts
By Editors | 12/11/2024
The proposed amendment removes a rule that limits the discretionary investment services that local investment firms can provide.
Securities / Derivatives
Korea Launches New ‘Value Up’ ETF and ETN Products
By Manesh Samtani | 11/11/2024
KRX and four other organisations have also launched a KRW 100 billion fund to invest in the new exchange-traded products and their constituent stocks.
Securities / Derivatives
Chinese Exchanges, Deutsche Börse Sign MoUs on Depositary Receipts
By Manesh Samtani | 10/11/2024
The MOUs will facilitate the implementation of depositary receipts linkages between Shanghai/Shenzhen and Germany.
Market Infrastructure
Japan FSA to Relax Rules on Proprietary Trading Systems – Report
By Thisanka Siripala | 10/11/2024
The FSA plans to ease trading volume caps which restrict proprietary trading systems from employing auction-based trading methods.
ESG / Sustainability
Chinese Exchanges Issue Guides on Preparing Sustainability Reports
By Manesh Samtani | 09/11/2024
The guides provide a “toolbox” to help listed companies improve their sustainable development governance frameworks, workflows and related disclosures.
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