SECURITIES / DERIVATIVES

    image

    Enforcement

    Citi, Barclays Facing Penalties in Korea for Illegal Short Selling

    By Editors | 12/11/2024

    According to local reports, the penalties could reach $14.3mn for Citi and $50mn for Barclays, breaking previous records.

    image

    Securities / Derivatives

    MAS Unveils New Green Finance and Market Initiatives with China

    By Nithya Subramanian | 12/11/2024

    The initiatives aim to expand cross-border green financing flows, enhance bond market connectivity, and deepen collaboration on index and ETF products.

    image

    Securities / Derivatives

    Hong Kong Introduces Bill to Boost REITs, Options Markets

    By Sanday Chongo Kabange | 12/11/2024

    The bill will remove stamp duties payable on transfers of REITs shares or units and jobbing business of options market makers.

    image

    Securities / Derivatives

    RBI Expands Trade Reporting Requirements to Include FX Spot Deals

    By Editors | 12/11/2024

    The new reporting requirements are aimed at ensuring the RBI has a more complete view of the FX market for monitoring and regulatory purposes.

    image

    Securities / Derivatives

    IOSCO Updates Fund Liquidity Risk Management Recommendations

    By Manesh Samtani | 12/11/2024

    The proposed updates emphasise the need for open-ended funds to implement anti-dilution and quantity-based liquidity management tools in both normal and stressed market conditions.

    image

    Securities / Derivatives

    Taiwan FSC to Relax Rule on Discretionary Investment Accounts

    By Editors | 12/11/2024

    The proposed amendment removes a rule that limits the discretionary investment services that local investment firms can provide.

    image

    Securities / Derivatives

    Korea Launches New ‘Value Up’ ETF and ETN Products

    By Manesh Samtani | 11/11/2024

    KRX and four other organisations have also launched a KRW 100 billion fund to invest in the new exchange-traded products and their constituent stocks.

    image

    Securities / Derivatives

    Chinese Exchanges, Deutsche Börse Sign MoUs on Depositary Receipts

    By Manesh Samtani | 10/11/2024

    The MOUs will facilitate the implementation of depositary receipts linkages between Shanghai/Shenzhen and Germany.

    image

    Market Infrastructure

    Japan FSA to Relax Rules on Proprietary Trading Systems – Report

    By Thisanka Siripala | 10/11/2024

    The FSA plans to ease trading volume caps which restrict proprietary trading systems from employing auction-based trading methods.

    image

    ESG / Sustainability

    Chinese Exchanges Issue Guides on Preparing Sustainability Reports

    By Manesh Samtani | 09/11/2024

    The guides provide a “toolbox” to help listed companies improve their sustainable development governance frameworks, workflows and related disclosures.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team