ADVERTISEMENT
SECURITIES / DERIVATIVES
Securities / Derivatives
CATL Raises $4.6b to Become World’s Largest IPO This Year
By Sanday Chongo Kabange | 20/05/2025
CATL was added to the US Chinese Military Companies list in January, though the designation doesn’t entail any investment prohibitions.
Securities / Derivatives
SET Proposes Rule Changes to Boost Retail Access to Stock Market
By Editors | 19/05/2025
The Stock Exchange of Thailand is reviewing board lot sizes and ceiling and floor price adjustments for new listings.
Securities / Derivatives
SEBI to Relax Rules for Foreign Investors in Government Bonds
By Nithya Subramanian | 19/05/2025
FPIs investing exclusively in Indian government bonds wouldn’t be subject to contribution caps for NRI/OCI/RI investors.
Enforcement
Taiwan FSC Probes Financial Firms Over ETF Sales
By Editors | 19/05/2025
Taiwan’s FSC investigates 20 firms over allegations that they put excessive pressure on staff to meet sales quotas.
Fintech / Regtech
IOSCO Sets Standards for Finfluencers, Copy Trading, Digital Engagement
By Manesh Samtani | 19/05/2025
IOSCO sets out good practices to protect retail investors from online fraud, excessive risk-taking, and misinformation.
Securities / Derivatives
ISDA Paper Proposes Reforms to Optimise Derivatives Market
By Sanday Chongo Kabange | 19/05/2025
New whitepaper outlines 15 specific measures that could unlock billions in annual savings for the derivatives market.
Securities / Derivatives
China Tightens Rules on Listed Companies’ Use of Raised Funds
By Editors | 19/05/2025
The CSRC issued revised rules to strengthen oversight of listed firms’ fundraising and direct capital to core business and the real economy.
Enforcement
SEBI Investigates Jane Street in Market Manipulation Case
By Nithya Subramanian | 19/05/2025
SEBI is investigating Jane Street’s India and Singapore arms following complaints from fund managers about its trading strategies.
Enforcement
Former TSE Employee and Father Sentenced in Insider Trading Case
By Mark Johnston | 19/05/2025
Both were sentenced to 18 months’ imprisonment, suspended for three years, and fined after being convicted of insider trading.
Securities / Derivatives
SFC’s Marketing Sounding Guidelines Are Challenging for Some Firms
By Manesh Samtani | 19/05/2025
Market practitioners say some firms might not be able to “strictly comply” with the new market sounding guidelines.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team