Securities / Derivatives

    Enforcement

    Bursa Malaysia Strikes Off Two Remisiers for Misconduct

    By Nithya Subramanian | 04/12/2025

    Bursa Malaysia has fined and removed two dealers’ representatives from its register for conflicts of interest and, in one case, manipulative trading.

    Securities / Derivatives

    APAC Firms Face Significant Hurdles in European Shift to T+1

    By Manesh Samtani | 04/12/2025

    With the shift to T+1 set for October 2027, APAC firms face mounting operational challenges, especially in managing time zone differences and FX processes.

    Capital / Liquidity

    NBFI Growth Creates Uncertainty in Monetary Policy Transmission: BIS

    By Mark Johnston | 04/12/2025

    Rapid growth of investment funds and bond markets requires central banks to adopt gradual yet flexible policy approaches to manage transmission risks.

    Securities / Derivatives

    Domestic Investors Enhance Market Stability but Reduce Liquidity: HKMA

    By Manesh Samtani | 04/12/2025

    New paper recommends a combination of policy measures to encourage domestic participation and targeted actions to alleviate the negative side effects on liquidity.

    Securities / Derivatives

    China Expands List of Assets Eligible for Investment by Infrastructure REITs

    By Mark Johnston | 04/12/2025

    China’s NDRC has updated its eligible asset list for 2025, adding specific conditions for energy, commercial and consumption projects.

    Capital / Liquidity

    China Vanke Plan to Delay Debt Repayment Shakes Markets

    By Editors | 03/12/2025

    Vanke's plan to delay a CNY 2 billion bond payment with no upfront cash has intensified concerns over the limits of government support.

    Securities / Derivatives

    New IASB Model to Improve Accounting for Interest Rate Risk Management

    By Blake Evans-Pritchard | 03/12/2025

    Flexibility provided by the new ‘Risk Mitigation Accounting’ model may help financial institutions better navigate market uncertainty.

    Securities / Derivatives

    FSS Korea to Review FI Practices for Disclosing FX Risk to Retail Investors

    By Mark Johnston | 03/12/2025

    The FSS will inspect how firms explain currency risks to individual investors, in light of the persistent weakness facing the Korean won against the US dollar.

    Securities / Derivatives

    TAIFEX Sets Implementation Date for After-Hours Position Management Rules

    By Mark Johnston | 03/12/2025

    New operational windows for general and after-hours trading take effect on 8 December, though specific position netting procedures remain pending.

    Securities / Derivatives

    UK FCA Proposes Authorisation Regime for ESG Rating Providers

    By Manesh Samtani | 03/12/2025

    The proposed regime will require overseas firms to secure UK authorisation and subject senior staff to accountability rules.

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