Securities / Derivatives

Securities / Derivatives

HKMA Updates Guidance on Staff Registration and Vetting

By Sanday Chongo Kabange | 29/10/2025

The HKMA has consolidated existing rules, emphasising due diligence, reference checks, and the personal liability of senior managers.

Securities / Derivatives

Shanghai STAR Market Gets First Listings Under New 'Growth' Tier

By Editors | 29/10/2025

The move is part of a wider capital market reform to support ‘hard-tech’ innovation and strengthen regulatory supervision.

Enforcement

Australia Raids WiseTech Over Founder's 'Blackout Period' Share Trading

By Sanday Chongo Kabange | 29/10/2025

ASIC and the AFP searched WiseTech Global’s Sydney office over alleged share trading by founder Richard White.

Securities / Derivatives

Bangladesh's CSE Inks Deal With China's CFFEX to Develop Derivatives Market

By Editors | 29/10/2025

The Chittagong Stock Exchange and China Financial Futures Exchange will cooperate on market development, knowledge sharing, and promoting derivatives products.

Securities / Derivatives

Thailand Proposes Major Overhaul of Provident Fund Rules

By Editors | 29/10/2025

The proposed rules aim to increase asset manager responsibilities for member care, investment advice, and operational transparency for retirement funds.

Securities / Derivatives

PBOC to Resume Bond Trading, Reaffirms Loose Policy

By Manesh Samtani | 29/10/2025

The move to resume bond trading ends a nearly year-long pause aimed at curbing market risks, while the bank also vows to promote yuan internationalisation.

ESG / Sustainability

UK to Bring Global ESG Ratings Providers Under FCA Remit

By Manesh Samtani | 29/10/2025

The move will require overseas firms serving UK clients to be authorised, with new rules focusing on transparency and governance.

Securities / Derivatives

BIS Flags Rising Systemic Risk in Asia's Life Insurance Sector

By Editors | 29/10/2025

New BIS report highlights growing risks from private equity, offshore reinsurance, and derivatives, calling for harmonised international standards and a macroprudential focus.

Securities / Derivatives

ISDA Launches Protocol to Automate Equity Derivatives Documentation Updates

By Editors | 29/10/2025

New framework allows firms to automatically adopt the latest contract definitions, aiming to end manually intensive bilateral updates for market participants.