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SECURITIES / DERIVATIVES
Securities / Derivatives
Japan FSA Calls for Earlier Release of Securities Reports
By Thisanka Siripala | 06/04/2025
The FSA said the Finance Minister Katsunobu Kato has made the request for companies to release their securities reports earlier.
Securities / Derivatives
China Updates Due Diligence Rules for Three Types of ABS
By Editors | 06/04/2025
The revisions require due diligence on cash flow and transaction structures, in addition to the business participants and underlying assets.
Market Infrastructure
Taiwan Issues Rules for New Asset Management Zone in Kaohsiung
By Nithya Subramanian | 06/04/2025
The FSC released guidelines for FIs wishing to offer services to high-net-worth or international clients from the Kaohsiung Special Zone.
Market Infrastructure
Korea Eases Stock Market Access for Foreign Investors
By Nithya Subramanian | 04/04/2025
Korea is easing restrictions on omnibus accounts to modernise its capital markets and boost foreign investor participation.
Securities / Derivatives
China Revises Securities Issuance and Underwriting Regulations
By Manesh Samtani | 04/04/2025
The changes will make it easier for bank wealth management products and insurance asset management products to subscribe to IPOs.
Enforcement
Japanese Brokerage Firm Accused of Misleading Elderly Clients
By Thisanka Siripala | 04/04/2025
Tachibana Securities allegedly misled around 50 elderly clients and encouraged excessive trading for commissions, the SESC said.
Market Infrastructure
Korea Introduces Incentives to Boost Late-Night FX Trading
By Nithya Subramanian | 04/04/2025
Korea’s MOEF and central bank plan to reward top-performing institutions to attract more foreign FIs to the domestic forex market.
Securities / Derivatives
Korean Regulators to Intensify Scrutiny of IPO Applicants
By Nithya Subramanian | 04/04/2025
The enhanced scrutiny is a response to cases where stock prices plummeted shortly after listing and concerns about the financial health of newly listed firms.
AML / KYC
JBA Launches Working Group to Improve Beneficial Shareholder Transparency
By Thisanka Siripala | 03/04/2025
The group will address practical issues and develop operational schemes to enhance the efficiency of identifying beneficial shareholders
Securities / Derivatives
SEBI Explores Allowing Foreigners Direct Access to Indian Stocks
By Nithya Subramanian | 03/04/2025
The new proposal will bypass the existing FPI framework. It aims to expand India’s investor base and boost market liquidity.
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