Securities / Derivatives

    ESG / Sustainability

    UK to Bring Global ESG Ratings Providers Under FCA Remit

    By Manesh Samtani | 29/10/2025

    The move will require overseas firms serving UK clients to be authorised, with new rules focusing on transparency and governance.

    Securities / Derivatives

    BIS Flags Rising Systemic Risk in Asia's Life Insurance Sector

    By Editors | 29/10/2025

    New BIS report highlights growing risks from private equity, offshore reinsurance, and derivatives, calling for harmonised international standards and a macroprudential focus.

    Securities / Derivatives

    ISDA Launches Protocol to Automate Equity Derivatives Documentation Updates

    By Editors | 29/10/2025

    New framework allows firms to automatically adopt the latest contract definitions, aiming to end manually intensive bilateral updates for market participants.

    Enforcement

    MAS Imposes 10-year Ban on Ex-trader for Market Misconduct

    By Nithya Subramanian | 29/10/2025

    MAS has barred Tang Boon Hai for 10 years following his conviction for false trading and market manipulation involving KTL Global shares.

    Securities / Derivatives

    Hong Kong Jails Ex-Exec of Listed Company for Money Laundering

    By Editors | 29/10/2025

    Wong Ming Chun of delisted Hua Han Health was sentenced to over seven years, prompting a strong warning on corporate governance from the SFC.

    Securities / Derivatives

    SEBI Proposes Measures to Reduce Compliance Burden for Debt Issuers

    By Nithya Subramanian | 29/10/2025

    SEBI proposes easing compliance rules and aligning norms for debt-listed firms with those for equity companies.

    Securities / Derivatives

    Fintech and Regulation to Create Two-Tier Securities Sector: Fitch

    By Editors | 29/10/2025

    A Fitch Ratings report finds that technology-backed global platforms and bank-affiliated firms are set to win as traditional domestic brokers face mounting pressure.

    Securities / Derivatives

    SEBI Proposes Incentives to Boost Participation in Debt Issues

    By Nithya Subramanian | 28/10/2025

    SEBI has proposed allowing issuers to offer higher coupon rates or discounts on public debt offerings to select investor groups, including senior citizens, women and armed forces personnel.

    Securities / Derivatives

    Shenzhen Unveils 2025-2027 Tech Industry M&A Plan

    By Sanday Chongo Kabange | 28/10/2025

    The plan aims to attract institutional capital and deepen Hong Kong links to boost listed company market capitalisation to CNY 20 trillion.

    Securities / Derivatives

    India’s IFSCA Consults on Dematerialisation of GIFT City Securities

    By Nithya Subramanian | 28/10/2025

    All IFSC entities should shift securities to GIFT City depositories by March 2026 to boost regulatory consistency and integrity.

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