SECURITIES / DERIVATIVES

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    AML / KYC

    Thailand to Grant SEC More Power to Tackle Market Abuse

    By Editors | 31/03/2025

    The SEC will be able to conduct its own investigations, directly file charges in court, and block major business transactions if it detects financial irregularities.

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    Crypto / Digital Assets

    SFC Approves Launch of “World’s First” Tokenised Money Market ETF

    By Manesh Samtani | 29/03/2025

    HashKey and Bosera said the new ETFs will provide investors an instrument that “balances traditional stability with the agility and flexibility of digital assets”.

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    ESG / Sustainability

    Thai SEC Relaxes Rules to Allow Tokenisation of Carbon Credits

    By Manesh Samtani | 29/03/2025

    Digital asset businesses can provide services for carbon credits, RECs, and carbon allowances in a “ready-to-use digital token format”

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    Capital / Liquidity

    MAS Confirms Plans to Revise Rules for Exchanges and Clearing Houses

    By Nithya Subramanian | 29/03/2025

    MAS will tighten solvency requirements for capital market FMIs and require them to hold sufficient cash for recovery or orderly wind-down.

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    Market Infrastructure

    HKMA Sets Testing Deadline for New Derivatives Reporting Regime

    By Manesh Samtani | 29/03/2025

    Regulated entities subject to the new OTC derivatives reporting regime must complete the simulation test and submit a readiness declaration form by 12 September.

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    Securities / Derivatives

    HKEX Issues Compliance Bulletin on ChiNext Trading, LOP Reporting

    By Manesh Samtani | 29/03/2025

    The bulletin focuses on elibility for trading in ChiNext shares and compliance with LOP reporting requirements for Holiday Trading contracts.

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    Securities / Derivatives

    SC Malaysia Updates Advertising Guidelines to Enhance Investor Protection

    By Nithya Subramanian | 29/03/2025

    The revised guidelines introduce stricter rules for social media promotions and finfluencers, effective from 1 November 2025.

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    Securities / Derivatives

    Chinese Regulators Urge Firms to Start Launching IPOs

    By Manesh Samtani | 28/03/2025

    The move to encourage new listings is a change from the government’s previous stance that IPOs could further weigh on the stock market.

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    Enforcement

    Former Judge in Japan Sentenced for Insider Trading

    By Editors | 28/03/2025

    The former judge used his authority while seconded to the FSA to learn important facts about tender offers and then buy shares before the offers were made public.

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    Fintech / Regtech

    HKMA Preparing to Further Enhance Wealth Connect Scheme

    By Manesh Samtani | 28/03/2025

    The enhancement would aim to refine quota eligibility, further expand the suite of eligible products, improve the selling process, and investors more Mainlanders to participate.

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