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AML / KYC
Thailand to Grant SEC More Power to Tackle Market Abuse
By Editors | 31/03/2025
The SEC will be able to conduct its own investigations, directly file charges in court, and block major business transactions if it detects financial irregularities.
Crypto / Digital Assets
SFC Approves Launch of “World’s First” Tokenised Money Market ETF
By Manesh Samtani | 29/03/2025
HashKey and Bosera said the new ETFs will provide investors an instrument that “balances traditional stability with the agility and flexibility of digital assets”.
ESG / Sustainability
Thai SEC Relaxes Rules to Allow Tokenisation of Carbon Credits
By Manesh Samtani | 29/03/2025
Digital asset businesses can provide services for carbon credits, RECs, and carbon allowances in a “ready-to-use digital token format”
Capital / Liquidity
MAS Confirms Plans to Revise Rules for Exchanges and Clearing Houses
By Nithya Subramanian | 29/03/2025
MAS will tighten solvency requirements for capital market FMIs and require them to hold sufficient cash for recovery or orderly wind-down.
Market Infrastructure
HKMA Sets Testing Deadline for New Derivatives Reporting Regime
By Manesh Samtani | 29/03/2025
Regulated entities subject to the new OTC derivatives reporting regime must complete the simulation test and submit a readiness declaration form by 12 September.
Securities / Derivatives
HKEX Issues Compliance Bulletin on ChiNext Trading, LOP Reporting
By Manesh Samtani | 29/03/2025
The bulletin focuses on elibility for trading in ChiNext shares and compliance with LOP reporting requirements for Holiday Trading contracts.
Securities / Derivatives
SC Malaysia Updates Advertising Guidelines to Enhance Investor Protection
By Nithya Subramanian | 29/03/2025
The revised guidelines introduce stricter rules for social media promotions and finfluencers, effective from 1 November 2025.
Securities / Derivatives
Chinese Regulators Urge Firms to Start Launching IPOs
By Manesh Samtani | 28/03/2025
The move to encourage new listings is a change from the government’s previous stance that IPOs could further weigh on the stock market.
Enforcement
Former Judge in Japan Sentenced for Insider Trading
By Editors | 28/03/2025
The former judge used his authority while seconded to the FSA to learn important facts about tender offers and then buy shares before the offers were made public.
Fintech / Regtech
HKMA Preparing to Further Enhance Wealth Connect Scheme
By Manesh Samtani | 28/03/2025
The enhancement would aim to refine quota eligibility, further expand the suite of eligible products, improve the selling process, and investors more Mainlanders to participate.
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