SECURITIES / DERIVATIVES

    Securities / Derivatives

    SEBI Revises Fee Rules for Investment Advisers and Research Analysts

    By Nithya Subramanian | 28/03/2025

    Advance fee collection was restricted to six months for IAs and three months for RAs. The new limit is one year.

    image

    Market Infrastructure

    Australian Regulators Keep Door Open for Bond, Repo CCP

    By Sanday Chongo Kabange | 27/03/2025

    The CFR said regulatory intervention is not yet needed but it supports the industry exploring the introduction of central clearing in the Australian bond and repo markets.

    image

    Securities / Derivatives

    SEBI Proposes Easing Rules for GIFT City Stock Brokers

    By Nithya Subramanian | 27/03/2025

    Stock brokers will no longer need a No-Objection Certificate from the regulator to set up a subsidiary or joint venture in GIFT City.

    image

    Big Picture

    Off-exchange Derivatives Present Risks to Investors: WFE Paper

    By Nithya Subramanian | 27/03/2025

    WFE calls for measures to avoid the development of an off-exchange derivatives market that is opaque and less fair to investors.

    image

    Securities / Derivatives

    CSRC Green Lights CATL’s Planned $5b IPO in Hong Kong

    By Editors | 27/03/2025

    The battery maker’s IPO would be the largest share sale in Hong Kong since January 2021. The proceeds will be used to build factories overseas.

    image

    Securities / Derivatives

    SEBI Eyes Liquidity Boost to Corporate Bond Market

    By Nithya Subramanian | 27/03/2025

    The EBP platform would be mandatory for private placement debt issues exceeding INR 200 million. The RFQ platform will be more accessible for retail investors.

    image

    Securities / Derivatives

    SEBI Forms High-Level Committee to Review Conflict of Interest Norms

    By Nithya Subramanian | 27/03/2025

    The committee will make recommendations to strengthen accountability and ethical conduct of members of the SEBI board.

    image

    Enforcement

    FSS Probing KRX Over System Failure That Halted KOSPI Trading

    By Nithya Subramanian | 26/03/2025

    The system error caused a seven-minute freeze in KOSPI trading, the first market halt during regular hours since KRX was established in 2005.

    image

    Securities / Derivatives

    HKFE Clearing Corp Announces Changes to Intra-day VA Call Processes

    By Manesh Samtani | 26/03/2025

    Two new scheduled intra-day VA calls will be introduced daily for all open positions, and ad hoc intra-day VA calls will continue but with enhanced criteria.

    image

    Securities / Derivatives

    SEBI Again Extends Ban on Agri-Derivatives Futures Until March 2026

    By Nithya Subramanian | 26/03/2025

    Despite calls for an end to the ban, it will now be in place for one more year, to control price volatility and speculation in seven farm commodities.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team