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Securities / Derivatives
SEBI Revises Fee Rules for Investment Advisers and Research Analysts
By Nithya Subramanian | 28/03/2025
Advance fee collection was restricted to six months for IAs and three months for RAs. The new limit is one year.
Market Infrastructure
Australian Regulators Keep Door Open for Bond, Repo CCP
By Sanday Chongo Kabange | 27/03/2025
The CFR said regulatory intervention is not yet needed but it supports the industry exploring the introduction of central clearing in the Australian bond and repo markets.
Securities / Derivatives
SEBI Proposes Easing Rules for GIFT City Stock Brokers
By Nithya Subramanian | 27/03/2025
Stock brokers will no longer need a No-Objection Certificate from the regulator to set up a subsidiary or joint venture in GIFT City.
Big Picture
Off-exchange Derivatives Present Risks to Investors: WFE Paper
By Nithya Subramanian | 27/03/2025
WFE calls for measures to avoid the development of an off-exchange derivatives market that is opaque and less fair to investors.
Securities / Derivatives
CSRC Green Lights CATL’s Planned $5b IPO in Hong Kong
By Editors | 27/03/2025
The battery maker’s IPO would be the largest share sale in Hong Kong since January 2021. The proceeds will be used to build factories overseas.
Securities / Derivatives
SEBI Eyes Liquidity Boost to Corporate Bond Market
By Nithya Subramanian | 27/03/2025
The EBP platform would be mandatory for private placement debt issues exceeding INR 200 million. The RFQ platform will be more accessible for retail investors.
Securities / Derivatives
SEBI Forms High-Level Committee to Review Conflict of Interest Norms
By Nithya Subramanian | 27/03/2025
The committee will make recommendations to strengthen accountability and ethical conduct of members of the SEBI board.
Enforcement
FSS Probing KRX Over System Failure That Halted KOSPI Trading
By Nithya Subramanian | 26/03/2025
The system error caused a seven-minute freeze in KOSPI trading, the first market halt during regular hours since KRX was established in 2005.
Securities / Derivatives
HKFE Clearing Corp Announces Changes to Intra-day VA Call Processes
By Manesh Samtani | 26/03/2025
Two new scheduled intra-day VA calls will be introduced daily for all open positions, and ad hoc intra-day VA calls will continue but with enhanced criteria.
Securities / Derivatives
SEBI Again Extends Ban on Agri-Derivatives Futures Until March 2026
By Nithya Subramanian | 26/03/2025
Despite calls for an end to the ban, it will now be in place for one more year, to control price volatility and speculation in seven farm commodities.
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