SECURITIES / DERIVATIVES

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    Securities / Derivatives

    NZX Proposes to Relax ‘Prescribed Person’ Trading Rules

    By Thisanka Siripala | 07/03/2025

    NZX proposes to narrow the scope of the obligations to only NZX-quoted securities, addressing concerns that they currently apply too broadly.

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    Enforcement

    Taiwan FSC Fines Three Securities Firms and Asset Manager

    By Nithya Subramanian | 07/03/2025

    Three securites firms were fined TWD 300,000 each. An investment management company was also fined and faces business restrictions.

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    Securities / Derivatives

    India’s NSE Shifts Derivatives Expiry to Mondays

    By Nithya Subramanian | 07/03/2025

    The NSE said that the expiry day for equity derivatives was shifted based on stakeholder feedback and international practices.

    Securities / Derivatives

    SEBI Issues KPI Disclosure Standards for Offer Documents

    By Nithya Subramanian | 06/03/2025

    Issuer companies and merchant bankers need to disclose KPIs and operational metrics based on the new standards.

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    Market Infrastructure

    ASX Consults on Release 1 of CHESS Replacement Project

    By Sanday Chongo Kabange | 06/03/2025

    ASX will implement a new FIX Gateway and FIX messaging for trade registration, cancellation, and end-of-day price reporting.

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    Enforcement

    FSS Korea Refers ‘Finfluencer’ Unfair Trading Case for Prosecution

    By Nithya Subramanian | 06/03/2025

    The finfluencer pre-purchased shares and sold them at inflated prices after issuing “buy” recommendations on a popular Telegram channel.

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    Securities / Derivatives

    HKEX, CMU OmniClear Partner to Bolster Market Infrastructure

    By Sanday Chongo Kabange | 05/03/2025

    HKEX and CMU OmniClear will work to establish infrastructure in Asia that could rival Euroclear and Clearstream.

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    Market Infrastructure

    NZX Set to Introduce Third-Party Clearing in Derivatives Market

    By Thisanka Siripala | 05/03/2025

    Clearing Participants will be able to clear and settle trades on behalf of other trading firms, allowing greater flexibility in the derivatives market.

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    Capital / Liquidity

    India: IFSCA Eases Rules for Fund Managers in GIFT City

    By Nithya Subramanian | 05/03/2025

    The changes aim to reduce the compliance burden and increase flexibility for fund managers, while boosting investor confidence in GIFT City’s financial ecosystem.

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    Securities / Derivatives

    China Tightens Scrutiny on Offshore Listings, Use of Proceeds

    By Mark Johnston | 05/03/2025

    Chinese firms need approval to deploy proceeds from Hong Kong share sales overseas. Small cap listings in New York are also facing scrutiny.

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