SECURITIES / DERIVATIVES

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    Market Infrastructure

    Australia Publishes Response to Clearing and Settlement Inquiry

    By Sanday Chongo Kabange | 04/03/2025

    The government already actioned two recommendations from the parliamentary inquiry, which focused on competition in clearing and settlement and the ASX CHESS replacement project.

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    Securities / Derivatives

    SEBI Sets Strict Timelines for New Fund Offers

    By Nithya Subramanian | 04/03/2025

    AMCs will need to deploy funds within 30 business days. Investment committees can extend this once, with reasons documented and monitored by trustees.

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    Securities / Derivatives

    South Korea Launches ATS to Compete with KRX

    By Manesh Samtani | 04/03/2025

    The new ATS, known as Nextrade, runs from 8am to 8pm, compared to 9am to 3.30pm at KRX, and offers lower transaction fees by 20-40 percent.

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    Enforcement

    UPDATED: Mumbai Court Orders Probe Against Ex-SEBI Chief, 5 Other Officials

    By Nithya Subramanian | 04/03/2025

    The court ruled there is sufficient prima facie evidence of regulatory lapses and collusion, warranting a “fair and impartial investigation.”.

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    Securities / Derivatives

    China Opens More Commodity Futures Contracts to Foreign Investors

    By Editors | 03/03/2025

    Major exchanges in Shanghai, Guangzhou, Dailan and Zhengzhou said new contracts are open to QFIs from 4 March.

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    Securities / Derivatives

    India Finance Secretary Takes Over as SEBI Chairman

    By Nithya Subramanian | 03/03/2025

    Tuhin Kanta Pandey said the four pillars for SEBI under his leadership would be technology, trust, transparency and teamwork.

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    Securities / Derivatives

    SEBI Releases Regulatory Framework for Specialised Investment Funds

    By Nithya Subramanian | 03/03/2025

    Large asset managers can launch “Specialised Investment Funds”, a new product category positioned between Mutual Funds and Portfolio Management Services.

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    Capital / Liquidity

    FSB to Establish Taskforce to Address NBFI Leverage – Report

    By Nithya Subramanian | 03/03/2025

    New task force will work to ensure national regulators have adequate data to assess financial stability risks from NBFIs such as hedge funds.

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    Securities / Derivatives

    SET Proposes Relaxed Free Float Requirements to Attract Listings

    By Mark Johnston | 03/03/2025

    The Stock Exchange of Thailand proposes lower free float requirements for companies with a paid-up capital over THB 10 billion.

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    Securities / Derivatives

    SEBI Launches Centralised Database Portal for Corporate Bonds

    By Manesh Samtani | 01/03/2025

    SEBI said the database will enhance transparency and facilitate informed decision making amongst investors and other market participants.

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