SECURITIES / DERIVATIVES

Securities / Derivatives

Three Wave Regulation: Sibos Day 1 Plenary

By Editors | 13/10/2015

Yawar Shah’s opening remarks focus attention on financial crime compliance and market infrastructure growth.

Securities / Derivatives

Vietnam to Shorten Securities Settlement to T+2

By Editors | 07/10/2015

Vietnam’s State Securities Commission has directed the Vietnam Securities Depository to shorten settlement time for transactions from the current three days to two.

Securities / Derivatives

Thailand Consults on Foreign Investment Products

By Editors | 07/10/2015

Thailand’s Securities and Exchange Commission is seeking comment on draft rules for providing investment services in foreign currency denominated products also offered overseas.

Securities / Derivatives

Bangladesh Finalises Rules to Establish Clearing Corp

By Editors | 07/10/2015

The Bangladesh Securities and Exchange Commission has finalised draft rules to establish a separate company to perform clearing and settlement activities for both the bourses.

Securities / Derivatives

Malaysia Issues New Policy Document on Compliance

By Editors | 05/10/2015

Bank Negara Malaysia (BNM) has released new policy requirements on compliance for financial institutions which will come into effect on January 1, 2017.

Securities / Derivatives

Thailand Enhances Financial Reporting Ecosystem

By Editors | 05/10/2015

Thailand’s Securities and Exchange Commission has launched an initiative to enhance the sustainability of the financial reporting ecosystem.

Securities / Derivatives

Myanmar Central Bank Releases AML/CTF Guidelines

By Editors | 05/10/2015

The Central Bank of Myanmar has published risk management guidelines for anti-money laundering and counter terrorist financing at financial institutions.

Securities / Derivatives

Thailand Boosts Capital Market Access with Innovation

By Editors | 28/09/2015

SEC wants to ensure regulatory framework of the Thai capital market does not impede new developments.

Securities / Derivatives

Bangladesh Seeks Greater Capital Markets Accountability

By Editors | 26/09/2015

Bangladesh’s securities regulator has spoken out about upcoming rule amendments which will make stakeholders more accountable to investors.