Securities / Derivatives

    Securities / Derivatives

    Thailand Consults on New Underwriting Rules

    By Editors | 26/09/2015

    Thailand’s Securities and Exchange Commission is seeking public comments on draft amendments to underwriting rules, which seek to promote flexibility and prevent conflicts of interest.

    Securities / Derivatives

    Nepal Central Bank to Be Sole Banking Regulator

    By Editors | 25/09/2015

    Nepal Rastra Bank – the country’s central bank – will be the sole regulator for banks and financial institutions under the new constitution unveiled on Sunday.

    Securities / Derivatives

    Malaysia Securities Laws Amendments Come Into Force

    By Editors | 25/09/2015

    The securities laws amendments will to facilitate innovative fundraising structures, enhance investor protection, clarify responsibilities of issuers and advisers, and expand supervisory powers.

    Securities / Derivatives

    Asian Firms Face IFRS 9 Implementation Hurdles, says Wolters Kluwer

    By Editors | 24/09/2015

    Wolters Kluwer Financial Services has found that 66 percent of Asia-Pacific financial institutions haven’t yet commenced implementing the latest set of international accounting standards known as IFRS 9.

    Securities / Derivatives

    Thai Asset Managers to Offer Hedge Funds Next Year

    By Editors | 24/09/2015

    Thailand’s Securities and Exchange Commission is drafting rules to allow Thai asset management companies to offer hedge funds locally.

    Securities / Derivatives

    Malaysia Receives FATF Praise for AML/CTF Efforts

    By Editors | 21/09/2015

    The Financial Action Task Force has issued a report praising Malaysia’s legal framework for anti-money laundering and counter-terrorist financing standards.

    Securities / Derivatives

    Pakistan Regulators Collaborate on Supervision

    By Editors | 20/09/2015

    Pakistan is considering creating a Council of Financial Regulators that will provide a forum for open dialogue and discussion between regulators on financial markets.

    Securities / Derivatives

    Cross-Border Flows Present Banking Risk, Says IMF

    By Editors | 19/09/2015

    The International Monetary Fund urges for continued regulatory reforms to enhance supervision and improve corporate governance to mitigate risks.

    Securities / Derivatives

    Indonesia to Fight Cybercrime with New Bank IT Rules

    By Editors | 16/09/2015

    Indonesia’s Financial Services Authority will soon revise its banking IT systems rules in an attempt to counter rising digital crime on banks.

    Securities / Derivatives

    Regional Banking Presents Risks to Financial Stability

    By Editors | 15/09/2015

    BIS issues a report describing the rise of regional banking in the Asia Pacific and the risks to financial stability it presents.

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