HONG KONG

SFC Report Shows Trends in Risk & Risk Mitigation

By Editors | 19/12/2013

The Hong Kong Securities and Futures Commission (SFC) has released a report unveiling the trends in risk and risk mitigation. […]

SFC Issues Second Quarter Report

By Editors | 13/12/2013

The Hong Kong Securities and Futures Commission (SFC) has issued its quarterly report for the period July to September 2013.

SFC Increases Oversight of Listed Companies

By Editors | 12/12/2013

The Securities and Futures Commission (SFC) will take a broader and more proactive approach in overseeing corporate conduct of listed […]

Deutsche Bank Official: Regulation to Dominate Banking

By Editors | 11/12/2013

Regulation will dominate the banking industry for the next year and beyond, according to Dr Paul M Achleitner, Chairman of […]

Markit to Provide SFC Electronic Trading Rules Solution

By Editors | 29/11/2013

Markit announced today it had been selected by members of the Asia Securities Industry and Financial Markets Association (ASIFMA) to provide the online solution to facilitate compliance with Hong Kong’s Securities and Futures Commission’s (SFC) new electronic trading rules.

SFC Issues OTC Corporate Participant Survey

By Editors | 19/11/2013

The Securities and Futures Commission (SFC) today has issued a survey to corporate participants in the Hong Kong over-the-counter (OTC) […]

OTC Clear Granted Recognition by SFC

By Editors | 01/11/2013

OTC Clearing Hong Kong Limited (OTC Clear) has announced that the Securities and Futures Commission (SFC) has on the 25 […]

HK SFC signs MoU with Mongolia Financial Regulatory Commision

By Editors | 11/10/2013

The Securities and Futures Commission (SFC) and the Financial Regulatory Commission of Mongolia (FRC) today entered into a Memorandum of […]

SFC and SEHK Publish Listing Revision on Overseas Companies

By Editors | 27/09/2013

The Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (SEHK), a wholly-owned subsidiary of Hong […]