HONG KONG

SFC Signs AIFMD MoU with European Authorities

By Editors | 17/09/2013

The Securities and Futures Commission has entered into memoranda of understanding concerning consultation, cooperation and the exchange of information related […]

HKMA & SFC Publish OTC Consulation Conclusions

By Editors | 09/09/2013

The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) jointly published today their conclusions on a […]

Strengthening Cooperation between the HKMA and Bank Negara Malaysia

By Editors | 30/08/2013

The Hong Kong Monetary Authority (HKMA) and Bank Negara Malaysia (BNM) held a bilateral meeting today (Wednesday) in Kuala Lumpur […]

SFC Quarterly Update Apr-June 2013

By Editors | 20/08/2013

The Securities and Futures Commission (SFC) releases its Quarterly Report today. Key regulatory developments include: Working with The Stock Exchange […]

SFC Reprimands and Fines China Securities Holdings

By Editors | 15/08/2013

The Securities and Futures Commission (SFC) has issued a reprimand to China Securities Holdings Limited (China Securities); fined it $1.3 […]

SFC issues guidelines on CPSS-IOSCO Principles for financial market infrastructures

By Editors | 09/08/2013

(Hong Kong) The Securities and Futures Commission (SFC) today issued a set of guidelines for recognized clearing houses concerning the […]

Many Hong Kong institutions not ready for FATCA

By Editors | 09/08/2013

Hong Kong’s banks should put to good use the recent decision by the U.S. Treasury to delay the implementation of the Foreign Account Tax Compliance Act (FATCA), said a local industry official.

Hong Kong companies urged to ensure Islamic bond compliance

By Editors | 09/08/2013

With Islamic finance finally taking root in Hong Kong, compliance and legal staff at the territory’s financial institutions offering sukuk, or Islamic bonds, must ensure that their structures conform to the law, said a local lawyer. Doing so was essential, he said, to obtaining preferential tax treatment.

Securities / Derivatives

US Lawmakers Subpoena JPM, BofA Chiefs Over CATL's Hong Kong IPO

By Manesh Samtani

House committee demands information on banks' role in CATL listing, citing the battery giant's alleged ties to China's military.