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Enforcement
SEBI Seeks More Time to Complete Adani Group Probe
By Editors | 04/05/2023
The probe has made slow progress because of difficulties obtaining information from foreign regulators. Some foreign funds have also refused to identify their beneficial owners.
AML / KYC
SEBI Mandates LEI Reporting Requirement for Debt Issuers
By Editors | 03/05/2023
Issuers of listed non-convertible securities, securitised debt instruments and security receipts must obtain and report their LEI by 1 September.
Capital / Liquidity
ESMA Follows Through with De-recognition of Indian CCPs
By Manesh Samtani | 03/05/2023
So far Indian markets have not faced disruptions. This is attributed to the concessions provided by French and German regulators.
Sanctions
India, Russia to Explore Cross-border Payment Linkages
By Editors | 02/05/2023
India agreed to explore the acceptance of Russian Mir cards, a link with Russia’s Faster Payments System, and adoption of Russia’s financial messaging system.
Securities / Derivatives
SEBI Bans Brokers from Pledging Client Funds for Bank Guarantees
By Editors | 01/05/2023
Existing bank guarantees created from client funds must be wound down by 30 September, to prevent misuse of investors’ money.
Enforcement
SEBI Imposes 7-Year Market Ban Against Karvy Stock Broking
By Editors | 29/04/2023
Karvy Stock Broking Limited was found to have misused clients’ assets in 2019, by pledging them as collateral to borrow funds from banks and NBFCs.
Market Infrastructure
RBI Eases Restrictions on Funds Held in GIFT City by Indians
By Editors | 27/04/2023
The RBI removed a requirement for Indian residents to repatriate funds that lie idle for 15 days in GIFT City bank accounts. Restrictions on interest-bearing accounts also relaxed.
Market Infrastructure
NSE IFSC-SGX Connect to Fully Launch on 3 July
By Editors | 18/04/2023
SGX will migrate all open positions in SGX Nifty to the relevant NSE IFSC NIFTY contracts during the weekend of 30 June.
India, Russia in Advanced Talks on Trade Treaty
By Sanday Chongo Kabange | 18/04/2023
The RBI is also engaged in discussions with several other countries on the possibility of conducting trade in the rupee.
Securities / Derivatives
NSE India to Launch WTI Crude Oil, Natural Gas Futures
By Editors | 17/04/2023
NSE will launch WTI crude oil and natural gas futures contracts from 15 May. Both already trade on India’s MCX.
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