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RBI Directs Lenders to Charge Loan Penalties More Fairly
By Editors | 13/04/2023
The RBI said penal charges on loans are intended to “inculcate a sense of credit discipline among borrowers” and as a “revenue enhancement tool”.
Securities / Derivatives
SEBI Issues Framework to Improve IPO Price Band Discovery
By Editors | 12/04/2023
Stock exchanges will have to compute a common equilibrium price for IPO listings if their call auctions result in equilibrium prices that are too far apart.
ESG / Sustainability
RBI Issues ‘Green Deposits’ Framework for Banks, NBFCs
By Editors | 12/04/2023
The allocation of funds raised through green deposits shall be subject to independent third-party verification and assurance each year, the RBI says.
Fintech / Regtech
RBI Finalises Rules for Outsourcing of IT Services by Banks
By Editors | 12/04/2023
RBI approval is not required for IT outsourcing arrangements, but they should be subject to on-site or off-site monitoring and inspection by regulators.
Securities / Derivatives
SEBI Mandates Direct Plan, Trail Fee Model for AIFs
By Editors | 11/04/2023
SEBI said AIFs should ensure onboard investors who approach them through a SEBI-registered intermediary are onboarded via direct plan.
Market Infrastructure
RBI to Permit Local Users to Access Onshore NDF Market
By Editors | 09/04/2023
The move is intended to further deepen the forex market in India and provide residents with greater hedging flexibility, RBI governor Shaktikanta Das said.
Fintech / Regtech
RBI Scraps Plans to Allow Firms to Develop UPI Alternative
By Editors | 07/04/2023
RBI deputy governor T Rabi Sankar says ‘new umbrella entity’ applicants did not propose solutions that were particularly innovative.
India Sets Up Panel to Review National Pension System
By Editors | 07/04/2023
The panel will seek to improve the benefits to government employees covered under the NPS and try to unify the different schemes adopted across India.
SEBI Issues New Advertising Rules for Advisers, Analysts
By Editors | 06/04/2023
SEBI’s new rules seek to curb misleading investment advertisements and address the use of unregistered brand names, trade names and logos.
Enforcement
SEBI Probing Related Party Transactions at Adani Group
By Editors | 04/04/2023
SEBI is probing three offshore entities which entered into investment transactions with unlisted Adani Group units over the last 13 years.
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