United States

Structural Regulation

US, Taiwan to Start Negotiating Agreement to Address Double Taxation

By Editors | 01/11/2024

Currently, Taiwanese businesses and individuals are taxed on their income by both the US and Taiwanese governments.

Structural Regulation

Thailand: SEC, SET Sign MoU to Enhance Supervisory Cooperation

By Editors | 31/10/2024

The SEC and SET will collaborate on supervision, market monitoring, enforcement of laws, and issuing regulations.

Structural Regulation

US Finalises Rule Blocking Investments in Chinese Technology

By Editors | 31/10/2024

The rule seeks to prevent the use of US resources to finance China-made semiconductors, quantum computing tech and AI.

Reporting & Disclosures

Thailand Consults on 2nd Version of Sustainable Finance Taxonomy

By Manesh Samtani | 30/10/2024

The updated draft taxonomy covers agriculture, buildings and real estate, the manufacturing industry, and waste management.

Structural Regulation

CME Group Receives Approval to Establish New FCM Unit

By Manesh Samtani | 30/10/2024

The approval has raised concerns about potential conflicts of interest that could arise from CME Group having an FCM under the same roof as its market operations.

Trading & Investment

NYSE to Extend US Equities Trading to 22 Hours a Day

By Editors | 30/10/2024

All US listed stocks, ETFs and closed-end funds would be available for trading on NYSE Arca during the 22-hour weekday sessions.

Trading & Investment

Thailand Raises Penalties for Violations by Brokerage Firms

By Nithya Subramanian | 29/10/2024

The new minimum penalty for naked short-selling stands a THB 1 million (USD 30,000), to better reflect the severity of offence.

Anti-Money Laundering

FinCEN Fines Hotel-Casino $900,000 for AML Failures

By Thisanka Siripala | 27/10/2024

Lake Elsinore Hotel and Casino in California failed to maintain an effective AML programme over a four-year period.

Market Abuse

US Court Fines Chinese Citizen for Fictitious Sales Scheme

By Mark Johnston | 27/10/2024

Yueyu Bao was fined and banned for orchestrating a series of non-competitive, fictitious trades with his cousin on the Chicago Board of Trade.