ADVERTISEMENT
Market Infrastructure
CCPs Failing on Risk Management, Recovery Planning – IOSCO
By Garima Chitkara | 07/05/2018
Latest report on implementation of IOSCO’s Principles of Financial Market Infrastructures raises concerns about the speed of progress for CCPs putting in place risk management and recovery planning measures.
Market Infrastructure
India Puts Funds Passporting On Hold
By Garima Chitkara | 30/04/2018
Local press reports say SEBI is concerned about excessive foreign money into the country’s nascent mutual funds industry making it susceptible to fund volatility.
Market Infrastructure
FSB Publishes Second UPI Governance Consultation
By JP Reimann | 27/04/2018
Consultation covers fee models and cost recovery, intellectual property, standardisation, competition among UPI service providers, arrangements for UPI reference data library.
Fintech / Regtech
SFC Eying Rules on Instant Message Trade Orders
By Samuel Riding | 16/04/2018
Executive director also says regulator to develop common standard on the content and format of data required to be kept by investment firms.
Market Infrastructure
CPMI-IOSCO Publish Multi CCP Stress Testing Framework
By Editors | 12/04/2018
Framework supports stress tests examining potential macro-level impact of common stress event affecting multiple CCPs to gauge interdependencies between markets, CCPs and other entities.
Market Infrastructure
CPMI-IOSCO Issues Technical Guidance on OTC Derivatives Data
By Manesh Samtani | 12/04/2018
Guidance excludes UTI and UPI standards, includes parameters for how data should be reported rather than specific regulatory requirements.
Securities / Derivatives
IOSCO Issues Corporate Bond Transparency Recommendations
By Editors | 07/04/2018
Better access to information will aid regulator functions, enhance cross-border information sharing, enable better informed investment decisions, boost market liquidity.
Market Infrastructure
IOSCO Consults on Volatility Control Mechanisms
By Manesh Samtani | 09/03/2018
Consultation report include recommendations on monitoring, record-keeping, disclosures on trigger mechanisms and cross-jurisdictional communication for dual-listed securities.
Market Infrastructure
Bursa Malaysia Targets T+2 Securities Settlement
By Manesh Samtani | 02/03/2018
Other market boosting measures include a stamp duty waiver for stocks, as well as new ETF, ASEAN-centric and derivatives product launches.
Securities / Derivatives
IOSCO Issues Guidance on Conflicts of Interest in Equity Offerings
By Editors | 24/02/2018
Recommendations developed by group of regulators including ASIC, Hong Kong’s SFC and Japan’s FSA.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team