INTERNATIONAL ORGANIZATION OF SECURITIES COMMISSIONS

    Market Infrastructure

    ASIC Publishes Credit Rating Agency Review

    By Garima Chitkara | 18/02/2018

    Credit ratings agencies found lacking on compliance testing and board reporting.

    Securities / Derivatives

    IOSCO Calls for Clampdown on OTC Leveraged Products

    By Manesh Samtani | 16/02/2018

    New report urges enhanced risk disclosures, leverage limits and curbs on mis-selling; cites studies showing most investors in OTC leveraged products lose money.

    Securities / Derivatives

    IOSCO Issues Final Fund Liquidity Risk Management Principles

    By Samuel Riding | 05/02/2018

    Group of regulators says document represents ‘last step’ in its move to address systemic risk from open-ended funds.

    Securities / Derivatives

    Thailand Throws Open Door to Global Markets for Domestic Investors

    By Manesh Samtani | 02/02/2018

    Individuals with assets between THB50-100mn can invest overseas up to THB1mn per year; securities and derivatives intermediaries set to participate.

    Capital / Liquidity

    IMF, World Bank Issue Reports on India Financial Supervision, Market Infrastructure

    By Samuel Riding | 24/01/2018

    Reports praise progress but suggest more can be done on governance at public sector banks, market infrastructure risk management, among other issues.

    Securities / Derivatives

    Thailand Allows Securities Firms to Offer Bitcoin Futures Locally

    By Manesh Samtani | 11/01/2018

    The SEC says fraud and money laundering not points of concern as CBOE and CME markets are properly supervised.

    Market Infrastructure

    Hong Kong Rejects Japan-style Embrace of Cryptocurrencies

    By Editors | 11/12/2017

    Government official says Hong Kong will continue to regard cryptocurrencies as commodities, won’t legitimise through regulation.

    Capital / Liquidity

    PBOC Has Mixed Reaction to IMF Financial Stability Study

    By Editors | 11/12/2017

    China’s central bank says reports will guide regulatory approach, but disagrees with bank capital and non-performing loan assessments.

    Market Infrastructure

    Singapore Releases SIBOR Benchmark Reform Proposals

    By Garima Chitkara | 07/12/2017

    Consultation is based on IOSCO principles, FSB recommendations, comes four years after 20 banks disciplined for benchmark manipulation.

    Market Infrastructure

    China Playing Catch-up on Hedge Fund Data Sharing – IOSCO

    By Editors | 09/11/2017

    Although China has set up supervisory mechanisms, it has not yet established an information sharing mechanism to help establish global systemic risk.

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