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Securities / Derivatives
CPMI-IOSCO Open CCP Stress Testing Consultation
By Editors | 27/06/2017
Paper follows research on financial stability risks, FSB consultation on CCP resolution.
Securities / Derivatives
IOSCO Updates Advice on Wholesale Market Misconduct
By Editors | 15/06/2017
IOSCO (the International Organization of Securities Commissions) issued a report on tackling misconduct in wholesale financial markets, citing infamous incidents […]
Securities / Derivatives
India Sets Out Commodity Options Regime
By Editors | 15/06/2017
SEBI (the Securities and Exchange Board of India) this week issued two circulars clarifying the framework for the country’s upcoming […]
Market Infrastructure
Pakistan Confirms Further Progress on IOSCO Principles
By Editors | 07/06/2017
SECP (the Securities and Exchange Commission of Pakistan) sent a report to IOSCO (the International Organization of Securities Commissions) this […]
Market Infrastructure
HK Market Infrastructures Pass CPMI-IOSCO Test With Aplomb
By Samuel Riding | 25/05/2017
Study confirms frameworks for payment and securities settlement systems, CCPs and trade repositories meet PFMI.
Market Infrastructure
The Path Ahead – An EU Perspective on APAC OTC Derivatives Regulation
By Antonio de Lecea | 12/04/2017
Markets should expect the G20 reform commitments to continue to inform regulatory changes, and more equivalence decisions.
AML / KYC
IOSCO Enhances Cross-Border Enforcement Cooperation
By Editors | 03/04/2017
New powers enable members to share and obtain audit work, internet records and phone records.
Uncategorised
Counting Down to the ‘New’ VM Deadline
By Samuel Riding | 30/03/2017
1 September highly likely to be the final cut-off for meeting OTC derivatives margin requirements.
Market Infrastructure
IOSCO Launches APAC Hub
By Samuel Riding | 15/03/2017
Hub is intended to build regulatory capacity in APAC jurisdictions.
Capital / Liquidity
IOSCO Issues Guidance on OTC Transaction Identifiers
By Samuel Riding | 01/03/2017
Guidance suggests identifiers could be compatible with other types of transaction.
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