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Structural Regulation
India Puts Funds Passporting On Hold
By Garima Chitkara | 30/04/2018
Local press reports say SEBI is concerned about excessive foreign money into the country’s nascent mutual funds industry making it susceptible to fund volatility.
Market Data & Technology
FSB Publishes Second UPI Governance Consultation
By JP Reimann | 27/04/2018
Consultation covers fee models and cost recovery, intellectual property, standardisation, competition among UPI service providers, arrangements for UPI reference data library.
Trading & Investment
SFC Eying Rules on Instant Message Trade Orders
By Samuel Riding | 16/04/2018
Executive director also says regulator to develop common standard on the content and format of data required to be kept by investment firms.
Clearing & Post-Trade
CPMI-IOSCO Publish Multi CCP Stress Testing Framework
By Editors | 12/04/2018
Framework supports stress tests examining potential macro-level impact of common stress event affecting multiple CCPs to gauge interdependencies between markets, CCPs and other entities.
Market Data & Technology
CPMI-IOSCO Issues Technical Guidance on OTC Derivatives Data
By Manesh Samtani | 12/04/2018
Guidance excludes UTI and UPI standards, includes parameters for how data should be reported rather than specific regulatory requirements.
Trading & Investment
IOSCO Issues Corporate Bond Transparency Recommendations
By Editors | 07/04/2018
Better access to information will aid regulator functions, enhance cross-border information sharing, enable better informed investment decisions, boost market liquidity.
Trading & Investment
IOSCO Consults on Volatility Control Mechanisms
By Manesh Samtani | 09/03/2018
Consultation report include recommendations on monitoring, record-keeping, disclosures on trigger mechanisms and cross-jurisdictional communication for dual-listed securities.
Clearing & Post-Trade
Bursa Malaysia Targets T+2 Securities Settlement
By Manesh Samtani | 02/03/2018
Other market boosting measures include a stamp duty waiver for stocks, as well as new ETF, ASEAN-centric and derivatives product launches.
Trading & Investment
IOSCO Issues Guidance on Conflicts of Interest in Equity Offerings
By Editors | 24/02/2018
Recommendations developed by group of regulators including ASIC, Hong Kong’s SFC and Japan’s FSA.
Structural Regulation
ASIC Publishes Credit Rating Agency Review
By Garima Chitkara | 18/02/2018
Credit ratings agencies found lacking on compliance testing and board reporting.
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