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Market Infrastructure
Only 1 Major APAC CCP Working on Crisis Group – Report
By Samuel Riding | 06/07/2017
Crisis group one of FSB’s main recommendations for CCPs; joint study warns on interconnectedness, concentration.
Securities / Derivatives
GFC Era Shadow Banking No Longer a Threat – FSB
By Editors | 04/07/2017
But report warns of new threats, not least liquidity risk from open-ended funds.
Securities / Derivatives
IOSCO – Sri Lanka Regulator Urgently Needs Independence
By Editors | 03/07/2017
Report also finds outdated legislative, regulatory framework; says several sectors ‘largely unregulated’.
Securities / Derivatives
CPMI-IOSCO Open CCP Stress Testing Consultation
By Editors | 27/06/2017
Paper follows research on financial stability risks, FSB consultation on CCP resolution.
Securities / Derivatives
IOSCO Updates Advice on Wholesale Market Misconduct
By Editors | 15/06/2017
IOSCO (the International Organization of Securities Commissions) issued a report on tackling misconduct in wholesale financial markets, citing infamous incidents […]
Securities / Derivatives
India Sets Out Commodity Options Regime
By Editors | 15/06/2017
SEBI (the Securities and Exchange Board of India) this week issued two circulars clarifying the framework for the country’s upcoming […]
Market Infrastructure
Pakistan Confirms Further Progress on IOSCO Principles
By Editors | 07/06/2017
SECP (the Securities and Exchange Commission of Pakistan) sent a report to IOSCO (the International Organization of Securities Commissions) this […]
Market Infrastructure
HK Market Infrastructures Pass CPMI-IOSCO Test With Aplomb
By Samuel Riding | 25/05/2017
Study confirms frameworks for payment and securities settlement systems, CCPs and trade repositories meet PFMI.
Market Infrastructure
The Path Ahead – An EU Perspective on APAC OTC Derivatives Regulation
By Antonio de Lecea | 12/04/2017
Markets should expect the G20 reform commitments to continue to inform regulatory changes, and more equivalence decisions.
AML / KYC
IOSCO Enhances Cross-Border Enforcement Cooperation
By Editors | 03/04/2017
New powers enable members to share and obtain audit work, internet records and phone records.
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