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Regulations 2015 – Don’t Look Back
By Peter Guy | 29/12/2015
Financial regulations were as unstable as global markets in 2015. Here are the highlights.
IOSCO Reports on Trading Venue, Intermediary Continuity
By Samuel Riding | 22/12/2015
Publications cover trading platform risk mitigation, standards for regulation of intermediaries.
Fund Liquidity Issues Have Little External Impact: IOSCO
By Samuel Riding | 18/12/2015
Report concludes most CIS liquidity management measures have no impact beyond the funds involved.
IOSCO Publishes Australian PFMI Assessment
By Samuel Riding | 18/12/2015
Report says Australia has consistently adopted most of the Principles for Financial Market Infrastructure.
The Unintended Consequences of Securities Regulation
By Samuel Riding | 17/12/2015
IOSCO survey finds market participants see regulatory uncertainty as greatest potential systemic risk.
Paul Andrews Appointed Head of IOSCO
By Samuel Riding | 17/12/2015
FINRA managing director to take up secretary general post in March.
Market Infrastructure
IOSCO Publishes Results of Hedge Fund Survey
By Samuel Riding | 14/12/2015
Third report of hedge fund survey finds no liquidity problems under ‘normal’ conditions.
Korea Falls Short in CPMI/IOSCO Evaluation
By Samuel Riding | 01/12/2015
Korean authorities seen to lack observance in multiple areas of financial market infrastructure regulation.
CPMI-IOSCO Issue Financial Markets Cyber Guidance
By Samuel Riding | 26/11/2015
Joint consultation paper focuses on international cooperation in pre-empting and reacting to cyber-attacks.
The Land that Regulation Forgot
By Peter Guy | 23/11/2015
Asset managers unrealistically expect to escape iron grasp of SIFI regulation.
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