International Organization of Securities Commissions

    Conduct, Culture & Accountability

    IOSCO Updates Advice on Wholesale Market Misconduct

    By Editors | 15/06/2017

    IOSCO (the International Organization of Securities Commissions) issued a report on tackling misconduct in wholesale financial markets, citing infamous incidents […]

    Trading & Investment

    India Sets Out Commodity Options Regime

    By Editors | 15/06/2017

    SEBI (the Securities and Exchange Board of India) this week issued two circulars clarifying the framework for the country’s upcoming […]

    Structural Regulation

    Pakistan Confirms Further Progress on IOSCO Principles

    By Editors | 07/06/2017

    SECP (the Securities and Exchange Commission of Pakistan) sent a report to IOSCO (the International Organization of Securities Commissions) this […]

    Structural Regulation

    HK Market Infrastructures Pass CPMI-IOSCO Test With Aplomb

    By Samuel Riding | 25/05/2017

    Study confirms frameworks for payment and securities settlement systems, CCPs and trade repositories meet PFMI.

    Clearing & Post-Trade

    The Path Ahead – An EU Perspective on APAC OTC Derivatives Regulation

    By Antonio de Lecea | 12/04/2017

    Markets should expect the G20 reform commitments to continue to inform regulatory changes, and more equivalence decisions.

    Supervision & Enforcement

    IOSCO Enhances Cross-Border Enforcement Cooperation

    By Editors | 03/04/2017

    New powers enable members to share and obtain audit work, internet records and phone records.

    Market Risk

    Counting Down to the ‘New’ VM Deadline

    By Samuel Riding | 30/03/2017

    1 September highly likely to be the final cut-off for meeting OTC derivatives margin requirements.

    Structural Regulation

    IOSCO Launches APAC Hub

    By Samuel Riding | 15/03/2017

    Hub is intended to build regulatory capacity in APAC jurisdictions.

    Clearing & Post-Trade

    IOSCO Issues Guidance on OTC Transaction Identifiers

    By Samuel Riding | 01/03/2017

    Guidance suggests identifiers could be compatible with other types of transaction.

    Structural Regulation

    HK Delays OTC Contract Novation Reporting Requirement

    By Samuel Riding | 01/03/2017

    Requirement that novation dates be reported by 28 February postponed.

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