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Clearing & Post-Trade
IOSCO Backs VM Transition Period
By Samuel Riding | 23/02/2017
Group of regulators says strict implementation would reduce ability to hedge, damage liquidity.
Fraud, Scams & Cybercrime
Philippine SEC Seeks Banking Secrecy Exemption
By Samuel Riding | 28/12/2016
Secrecy law is the only issue preventing regulator from joining IOSCO.
Anti-Money Laundering
Malaysia – 2016 in Review
By Samuel Riding | 22/12/2016
Regulators sought to move past the 1MDB scandal, introducing fintech and regtech initiatives
Trading & Investment
India Working on Fund Passport Scheme
By Samuel Riding | 30/11/2016
Indian investors currently only allowed to participate in overseas funds via feeder structures.
Trading & Investment
SEBI Issues GIFT City Guidelines
By Samuel Riding | 30/11/2016
Exchanges can choose to allow trading in a product for up to 23.5 hours/day.
Structural Regulation
IOSCO Appoints Quintet of APAC Regulators to Top Roles
By Samuel Riding | 23/11/2016
SEBI officials appointed as committee chairs; Australia, HK and Malaysia regulators as vice chairs.
Structural Regulation
EU Regulatory Confusion Infects Asia
By Peter Guy | 14/11/2016
Uncertainty about fund passporting will have widespread impact on asset managers’ international costs.
Structural Regulation
Pakistan Finalises Exchange Rules
By Samuel Riding | 31/10/2016
New framework aims to ensure transparency, boost investor confidence.
Anti-Money Laundering
Banks’ Exit from Emerging Markets Hurting AML, CTF Efforts – FSB
By Samuel Riding | 31/08/2016
Report to G20 says funds are being driven underground; cites failures to initiate derivative market reform in China and Korea.
Trading & Investment
IOSCO Issues CIS Fees Guidance
By Samuel Riding | 29/08/2016
Report suggests best practice based on review conducted in 2015.
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