International Organization of Securities Commissions

The Unintended Consequences of Securities Regulation

By Samuel Riding | 17/12/2015

IOSCO survey finds market participants see regulatory uncertainty as greatest potential systemic risk.

Paul Andrews Appointed Head of IOSCO

By Samuel Riding | 17/12/2015

FINRA managing director to take up secretary general post in March.

Market Infrastructure

IOSCO Publishes Results of Hedge Fund Survey

By Samuel Riding | 14/12/2015

Third report of hedge fund survey finds no liquidity problems under ‘normal’ conditions.

Korea Falls Short in CPMI/IOSCO Evaluation

By Samuel Riding | 01/12/2015

Korean authorities seen to lack observance in multiple areas of financial market infrastructure regulation.

CPMI-IOSCO Issue Financial Markets Cyber Guidance

By Samuel Riding | 26/11/2015

Joint consultation paper focuses on international cooperation in pre-empting and reacting to cyber-attacks.

The Land that Regulation Forgot

By Peter Guy | 23/11/2015

Asset managers unrealistically expect to escape iron grasp of SIFI regulation.

IOSCO Finalises CIS Custody Standards

By Samuel Riding | 10/11/2015

Report includes eight standards designed to protect assets of collective investment scheme investors.

FSB to Establish Misconduct Risks Group

By Samuel Riding | 09/11/2015

Financial Stability Board to also consider the issue of using compensation as a means of reducing misconduct.

Financial Innovation Shouldn’t Fall Victim to Regulators’ Regrets

By Peter Guy | 20/10/2015

Some regulators regret that no bankers were imprisoned for their role in the 2008 financial crisis. But, is this realistic?