ADVERTISEMENT
‘Significant Progress’ made in Regulation of Derivative Market Intermediaries, says IOSCO
By Editors | 02/08/2015
The International Organization of Securities Commissions has published its findings on the progress jurisdictions have made in adopting legislation, regulation and policies for derivatives market intermediaries.
Changes to Securitisation Structures May Hit Smaller Aussie Lenders Harder
By Editors | 01/08/2015
The Australian Prudential Regulation Authority may end up shutting smaller lenders out of their main funding source with its toughened stance on securitised loans.
Securities / Derivatives
IOSCO Publishes Country Review of Pakistan’s Implementation of IOSCO Principles
By Editors | 01/08/2015
The International Organization of Securities Commissions has published a review of Pakistan’s implementation of IOSCO Principles, noting that its regulatory framework has undergone significant improvement in the structure and practice of regulation.
Urgency Required to Enact Global Data Standards, says DTCC
By Editors | 30/07/2015
The Depository Trust & Clearing Corporation has urged legislative and industry action to address three key obstacles it has identified that are hindering achievement of the G20 transparency goals.
Basel Committee, IOSCO Publish Final Criteria for Securitisation Structures
By Editors | 27/07/2015
The Basel Committee on Banking Supervision and the International Organization of Securities Commissions have issued final criteria for identifying simple, transparent and comparable securitisation structures.
FSB Approaches Regulation of Asset Managers Cautiously
By Editors | 19/07/2015
The Financial Stability Board has said it would focus on addressing risks to market liquidity posed by the activities of asset managers rather than on imposing capital and liquidity requirements on the institutions themselves.
CPMI and IOSCO Begin First Level 3 PFMI Principles Assessment
By Editors | 13/07/2015
The start of the first Level 3 assessment of the implementation of the Principles for financial market infrastructures.
IOSCO Publishes Report on SME Financing Through Capital Markets
By Editors | 13/07/2015
The Board of the International Organization of Securities Commissions on July 9 published a report providing recommendations for regulators to facilitate capital raising by small and medium sized enterprises in emerging markets.
IOSCO Publishes Consultation Paper on Fees and Expenses of Investment Funds
By Editors | 01/07/2015
The International Organization of Securities Commissions (IOSCO) has published a consultation report proposing an updated set of common international standards of best practice for investment funds.
HKEx to Revive Closing Auction System, Impose Volatility Controls
By Editors | 24/06/2015
The Hong Kong Exchanges and Clearing board has approved two major reforms to regulate stock price movements to be implemented next year.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team