INTERNATIONAL ORGANIZATION OF SECURITIES COMMISSIONS

IOSCO Publishes Report on Investment Risk Education Practices

By Editors | 17/09/2015

The Board of the International Organisation of Securities Commissions has published its final report on Sound Practices for Investment Risk Education.

IOSCO Publishes Report on Securitisation Incentive Alignment Progress

By Editors | 07/09/2015

The International Organization of Securities Commissions (IOSCO) has published a final report describing the implementation progress made by 25 jurisdictions in adopting incentive alignment regimes for securitisation.

IOSCO Publishes Peer Review of Regulation of Money Market Funds

By Editors | 05/09/2015

Report describes implementation progress made by 31 jurisdictions in adopting legislation, regulation and other policies in relation to money market funds.

CPMI-IOSCO Consult on Harmonisation of OTC Derivatives Data Elements

By Editors | 05/09/2015

Focuses on a first batch of key data elements, other than UTI and UPI, that are considered important for consistent and meaningful aggregation on a global basis.

Securities / Derivatives

Philippine Regulator Seeks to Bypass Bank Secrecy Law

By Editors | 01/09/2015

The Securities and Exchange Commission of the Philippines is seeking leeway from Congress to scrutinise bank records so as to respond promptly when there are cases of securities violation.

CPMI-IOSCO Consult on Unique Transaction Identifier Harmonisation

By Editors | 20/08/2015

The Committee on Payments and Market Infrastructures and the International Organization of Securities Commissions have published a consultative report on the harmonisation of the Unique Transaction Identifier for OTC derivatives.

Believe It – More Fund Management Regulation Coming

By Peter Guy | 19/08/2015

Resistance by Fidelity Investments and BlackRock is futile. Large fund managers pose a systemic risk in their own way.

IOSCO Seeks Greater Post-Trade Transparency for Credit Default Swaps

By Editors | 10/08/2015

The International Organization of Securities Commissions publishes its final report on mandatory post-trade transparency for the CDS market.

IOSCO Publishes Review of Timeliness and Frequency of Information Disclosure

By Editors | 03/08/2015

Review finds that timely disclosure requirements on value, risk reward profile and costs of CIS are in place for all jurisdictions.