Nasdaq

    Crypto / Digital Assets

    Nasdaq Establishes New Digital Assets Business

    By Editors | 21/09/2022

    The technology that underpins the digital asset ecosystem has the potential to transform markets over the long-term, says Nasdaq’s Adena Friedman.

    Securities / Derivatives

    Korean Regulator Warns of Risks from Leveraged ETFs

    By Editors | 03/09/2022

    Three of the top ten overseas products purchased by Korean retail investors in H1 were highly leveraged ETPs which have lost 60 percent or more this year.

    ESG / Sustainability

    Listed Equities’ Carbon Well Exceeds Paris Target

    By ESG Investor | 26/06/2022

    Stock exchanges’ listing rules are putting investors at risk, a new report from think tank Carbon Tracker finds.

    Crypto / Digital Assets

    Nasdaq Publishes Guide on Global Crypto Regulation

    By Editors | 14/04/2022

    Nasdaq has published a summary of laws and regulations governing the trading of crypto assets around the world.

    Securities / Derivatives

    Speculation of Deal on Chinese Audits ‘Premature’, says PCAOB

    By Editors | 27/03/2022

    The PCAOB said it is unclear whether full access to relevant audit documentation will be granted, and that any agreement would only be a “first step”.

    Market Infrastructure

    TSE Publishes Market Segment Selections by Listed Companies

    By Manesh Samtani | 12/01/2022

    To prepare for the Tokyo Stock Exchange’s reorganisation in April, listed companies had to select their new market segments.

    Securities / Derivatives

    US Bourses Explore IPOs from SE Asia Amid Chinese Withdrawal

    By Sanday Chongo Kabange | 24/12/2021

    Continued regulatory scrutiny from Chinese and US regulators has reportedly compelled US exchanges to explore IPO hopefuls from India, Indonesia, Vietnam and Malaysia.

    Securities / Derivatives

    HKEX Finalises Framework for SPAC Listings in Hong Kong

    By Manesh Samtani | 20/12/2021

    The new framework takes effect on 1 January. A SPAC’s securities must be distributed to at least 20 institutional professional investors, down from 30 proposed during consultation.

    Securities / Derivatives

    Chinese, US Authorities Working to Resolve Audit Issues

    By Editors | 28/11/2021

    CSRC director-general Shen Bing said authorities are “working very hard” to prevent Chinese companies being delisted from US exchanges.

    Market Infrastructure

    HKEX Finalises Changes to Listing Regime for Overseas Issuers

    By Manesh Samtani | 21/11/2021

    From 1 January 2022, overseas issuers without WVR structures will have lower minimum market cap requirements to secondary list in Hong Kong.

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