Nasdaq

    Big Picture

    Exchanges Can Help Minimise Broker-Dealer Operational Risk

    By Manesh Samtani | 13/09/2021

    A paper by Citadel Securities, NYSE, Nasdaq, MIAX, MEMX, and BOX says exchanges can provide an additional layer of protection on top of broker-dealers’ own risk controls.

    Market Infrastructure

    ASX November Outage Caused By Hasty Trading System Launch

    By Sanday Chongo Kabange | 23/08/2021

    An independent review commissioned by ASIC and RBA found that ASX’s upgraded equity trading system was not ready to go-live.

    ESG / Sustainability

    SGX to Consult on Sustainability Reporting Enhancements “Soon”

    By Manesh Samtani | 10/08/2021

    The consultation will seek views on incorporating the TCFD recommendations, specific metrics to improve data comparability, assurance requirements, and board diversity disclosures.

    ESG / Sustainability

    US SEC Approves Nasdaq Proposal on Board Diversity

    By Manesh Samtani | 08/08/2021

    The new rules will require listed companies to meet race and gender targets, or explain in writing why they have failed to do so.

    Crypto / Digital Assets

    Singapore’s CTX to Debut Cross-border Trading of China Carbon Credits

    By Sanday Chongo Kabange | 27/07/2021

    Cyberdyne Tech Exchange said its carbon neutrality tokens, or CNTs, would pave the way for carbon credits to be transferred across international borders.

    Securities / Derivatives

    China to Tighten Oversight of Overseas Listings

    By Sanday Chongo Kabange | 08/07/2021

    Chinese authorities will step up supervision of companies that list overseas to improve regulation of cross-border data flows and security.

    Securities / Derivatives

    SEBI Planning Dedicated Framework For SPACs – Report

    By Sanday Chongo Kabange | 21/06/2021

    To allow SPACs in India, SEBI would have to either introduce a separate law or amend current regulations.

    ESG / Sustainability

    SGX, Nasdaq Partner to Enhance ESG Visibility of APAC Issuers

    By Editors | 15/06/2021

    The addition of SGX data to Nasdaq’s sustainable bond network will enhance transparency of green, social and sustainability bonds in Asia Pacific.

    AML / KYC

    US Court Lifts Investment Ban Against Luokung Technology Corp

    By Editors | 10/05/2021

    Separately, China Mobile, China Unicom and China Telecom have lost their appeals of a NYSE decision to delist their shares.

    Securities / Derivatives

    China-Japan ETF Connect Sees Launch of New Funds

    By Ranamita Chakraborty | 19/04/2021

    Daiwa Asset Management has listed two ETFs on the TSE while ICBC Credit Suisse Asset Management has listed one ETF on the SZSE.

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