Securities and Exchange Board of India

Market Infrastructure

BSE to File for IPO in July

By Samuel Riding | 09/05/2016

Exchange aims to raise USD120mn and be first of India’s two equity markets to list.

Securities / Derivatives

SEBI to Tighten Trading Violation Enforcement

By Samuel Riding | 06/05/2016

Securities regulator to introduce ‘market-wide impact’ definition.

Market Infrastructure

RBI Consulting SEBI on P2P Regulation

By Samuel Riding | 26/04/2016

Deputy governor says central bank will create ‘concept note’, decide whether to regulate P2P.

Market Infrastructure

SEBI Planning Paperless Intermediary Registration

By Samuel Riding | 25/04/2016

Brokerages, mutual funds, portfolio managers and others will be able to forego written applications.

Lessons in Regulatory Architecture Reform – The SEBI-FMC Merger

By Samuel Riding | 20/04/2016

Speakers at the India Regulatory Summit 2016 explore the rationale and opportunities in the merger of commodities and equities regulation.

Market Infrastructure

SEBI Investigating ‘Dark Fibre’ at NSE

By Samuel Riding | 11/04/2016

Whistle blower says firms other than ISPs laid fibres to benefit some trading members.

Market Infrastructure

NSE Applies for Commodities Futures Approval

By Samuel Riding | 08/04/2016

Indian exchange expects to receive framework from SEBI, follows rival BSE in seeking approval.

AML / KYC

SEBI Takes Call for Unified KYC to Finance Ministry

By Samuel Riding | 06/04/2016

Regulator asks ministry to allow acceptance of bank KYC for fund accounts.

Securities / Derivatives

SEBI Surveillance Exposes Exchange Abuses

By Samuel Riding | 05/04/2016

More than 1,000 entities to be barred for abusing exchanges to evade taxes, manipulate market.