Securities and Exchange Board of India

Securities / Derivatives

SEBI Revises Insider Trading Rules

By Samuel Riding | 18/11/2016

Consolidated regulation aims to avoid conflicts of interest, abuse of power.

SEBI to Toughen Promoter-PE Profit Sharing Rules

By Samuel Riding | 15/11/2016

Proposals would require promoters to get board, shareholder approval before entering agreements.

AML / KYC

India Sets Deadline for KYC Uploads to Central Server

By Samuel Riding | 11/11/2016

Funds have until end of March to comply with SEBI requirement.

Market Infrastructure

Capital Rules Could Shut Indian Commodity Exchanges – Traders

By Samuel Riding | 10/11/2016

Traders suggest SEBI should consider specific capital requirements for each exchange.

SEBI ‘Reconsidering’ Record Fine

By Samuel Riding | 02/11/2016

Tribunal asks regulator to ‘set aside’ fine of USD1bn for illegal investment fund raising.

Market Infrastructure

SEBI Unveils Stricter Rating Agency Rules

By Samuel Riding | 02/11/2016

Agencies have 60 days to comply with new rules on non-public and publicly issued stocks.

Market Infrastructure

SEBI to Revamp Credit Rating Rules

By Samuel Riding | 26/10/2016

New regulations aim to minimise conflict of interest, ensure independent rating decisions.

Market Infrastructure

India to Boost Cyber Security

By Samuel Riding | 24/10/2016

Regulators will form better policy framework, enhance monitoring after alleged malware attack.

Market Infrastructure

India’s NSE Launches HFT Forensic Audit

By Samuel Riding | 19/10/2016

Deloitte asked to looking into audit systems, investigate brokers and officials amid ‘fair access’ violations.