SECURITIES AND EXCHANGE BOARD OF INDIA

SEBI to Assess Compensation Policy at Mutual Funds

By Editors | 18/08/2015

The Securities and Exchange Board of India will start collecting details of salaries paid to employees and top officials at mutual funds to calculate the cost of funds of asset management companies.

Brokers Ask SEBI to Introduce Algorithmic Trading Controls

By Editors | 13/08/2015

Brokers have asked the Securities and Exchange Board of India to put in place a ‘risk layer’ framework to manage the interaction between participants and exchanges, in order to prevent stock manipulation by algorithmic traders.

Direct Access to India’s Mutual Fund Houses Lowers Fees for Investors

By Editors | 11/08/2015

Fund houses in India are focusing on directly selling their mutual fund schemes to investors, thereby lowering fees by cutting out distributors.

India Seeks Transparency from Offshore Wealth Managers

By Editors | 10/08/2015

The Securities and Exchange Board of India has asked international wealth managers to register their offshore units with the regulator if they are soliciting business in India.

SEBI to Penalise Misuse of Algorithmic Trading Technology

By Editors | 02/08/2015

The Securities and Exchange Board of India has warned that it will penalise anyone trying to manipulate the markets with algorithmic trading technology.

Commodity Brokers Seek Lower Fees Ahead of SEBI-FMC Merger

By Editors | 02/08/2015

SEBI has proposed treating commodity brokers on par with equity brokers in terms of registration and transaction fees.

India to Introduce Guidelines for Algorithmic Trading

By Editors | 26/07/2015

The Securities and Exchange Board of India is working on guidelines to regulate algorithmic trading and is expected to release them within the next two months.

SEBI Seeks Government Guidance on Commodity Derivatives Participation by Foreign Investors

By Editors | 25/07/2015

The Securities and Exchange Board of India is seeking guidance from the Finance Ministry ahead of its merger with the Forward Market Commission on whether to allow Foreign Portfolio Investors into the commodity derivatives market.

India Cracks Down on Erroneous Trades and Annulment Requests

By Editors | 20/07/2015

The Securities and Exchange Board of India has issued a circular asking stock exchanges to penalise brokers placing erroneous orders and to discourage frivolous trade annulment requests.