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AML / KYC
SEBI Mandates Use of ‘1600’ Phone Number Series to Curb Fraud
By Nithya Subramanian | 10/04/2025
SEBI has asked customers to exercise caution with calls from generic mobile numbers that may be used by malicious actors.
Big Picture
India’s Financial Regulators Need Greater Independence: Report
By Nithya Subramanian | 08/04/2025
Report by the IMF and World Bank raises concerns over the MOF’s ability to overturn regulatory decisions, including those by RBI.
Fintech / Regtech
SEBI Extends Implementation Deadline for New Algo Trading Rules
By Mark Johnston | 08/04/2025
The stock exchanges asked for additional time to finalise implementation standards that are still in discussion with the Brokers’ Industry Standards Forum (ISF).
Securities / Derivatives
SEBI Explores Allowing Foreigners Direct Access to Indian Stocks
By Nithya Subramanian | 03/04/2025
The new proposal will bypass the existing FPI framework. It aims to expand India’s investor base and boost market liquidity.
ESG / Sustainability
SEBI Introduces “Green Credit Programme” Disclosures for Listed Companies
By Nithya Subramanian | 01/04/2025
The new framework allows businesses to opt for assessment or assurance, and defers value chain disclosures by a year.
Securities / Derivatives
SEBI Implements Intraday Monitoring of Index Derivative Limits
By Nithya Subramanian | 01/04/2025
From 1 April 2025, exchanges must take at least four position snapshots daily. However, SEBI breaches will not result in penalties until further notice.
Market Infrastructure
SEBI Extends Cybersecurity Compliance Deadline Again
By Nithya Subramanian | 01/04/2025
SEBI has extended the deadline for REs to implement the cybersecurity framework until 30 June 2025, providing additional time for compliance.
Securities / Derivatives
SEBI Proposes New Guidelines for Expiry Days of Equity Derivatives
By Nithya Subramanian | 01/04/2025
The proposed new guidelines aim to reduce concentration risk, improve market stability, and enhance investor protection.
Securities / Derivatives
SEBI Revises Fee Rules for Investment Advisers and Research Analysts
By Nithya Subramanian | 28/03/2025
Advance fee collection was restricted to six months for IAs and three months for RAs. The new limit is one year.
Securities / Derivatives
SEBI Proposes Easing Rules for GIFT City Stock Brokers
By Nithya Subramanian | 27/03/2025
Stock brokers will no longer need a No-Objection Certificate from the regulator to set up a subsidiary or joint venture in GIFT City.
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