ADVERTISEMENT
Securities and Exchange Board of India
Enforcement
SEBI Fines MCX for Late Disclosure of Technology Expenditure
By Editors | 01/06/2025
MCX paid significantly higher costs than anticipated to implement a new trading platform, but didn’t disclose the amounts paid in a timely manner.
Securities / Derivatives
SEBI Bans Former IndusInd Bank Executives for Insider Trading
By Editors | 30/05/2025
The regulator also directed the executives to disgorge $2.37mn, representing losses avoided by trading on unpublished price-sensitive information.
Securities / Derivatives
SEBI Tightens Risk Monitoring in Equity Derivatives Market
By Editors | 30/05/2025
The new measures include a new way to measure open interest, a recalibration of position limits, and a pre-open session for current-month futures contracts.
Enforcement
NSE Offers Settlement to SEBI to Clear Path for IPO
By Nithya Subramanian | 28/05/2025
SEBI is expected to accept, resolving a regulatory dispute that dates back to 2015 and paving a way for NSE to launch an IPO.
Securities / Derivatives
SEBI Limits Expiry Days for Equity Derivatives Contracts
By Nithya Subramanian | 28/05/2025
SEBI is mandating that equity derivatives must expire only on Tuesdays or Thursdays. NSE and BSE are both expected to choose Tuesday as their expiry day.
Market Infrastructure
SEBI Announces New Rules for Key Personnel Appointments at MIIs
By Nithya Subramanian | 27/05/2025
The procedures for appointing and removing KMPs have been tightened, and a cooling-off period introduced for those joining rival institutions.
AML / KYC
SEBI Mandates Inclusive Digital KYC for Users With Disabilities
By Mark Johnston | 26/05/2025
SEBI has mandated that digital KYC processes be made accessible for persons with disabilities to ensure equal access to financial services.
AML / KYC
SEBI Warns Mauritius-Based Funds for Lack of Cooperation
By Nithya Subramanian | 22/05/2025
Two Mauritius-based funds tied to the Adani Group could face potential penalties and license cancellations over their failure to disclose shareholder details.
Market Infrastructure
SEBI Tightens Internal Audit Norms for Market Infrastructure Institutions
By Nithya Subramanian | 21/05/2025
SEBI revised the norms for internal audit mechanisms and audit committee composition of stock exchanges, clearing corporations, and depositories.
Enforcement
SEBI Probes IndusInd Bank Officials for Suspected Insider Trading
By Nithya Subramanian | 21/05/2025
IndusInd Bank employees were allegedly involved in selling stock options while being aware of undisclosed accounting lapses.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team