SECURITIES AND EXCHANGE BOARD OF INDIA

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    Securities / Derivatives

    SEBI Offers Large Corporates Incentives to Issue Bonds

    By Editors | 24/10/2023

    Large corporates that raise more than 25 percent of their borrowing through debt securities will have to pay lower listing fees and Core SGF contributions.

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    SEBI Issues Guidelines to Boost Operational Resilience of QRTAs

    By Editors | 23/10/2023

    QRTAs are required to declare a disaster within 30 minutes of an incident and must be able to switch to the DRS within 45 minutes.

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    AML / KYC

    SEBI Revises AML Guidelines for Securities Market Intermediaries

    By Mark Johnston | 13/10/2023

    The revisions lower the shareholding threshold for partners of a firm to be considered as beneficial owners from 15 to 10 percent, among other changes.

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    SEBI Calls on AIFs to Develop and Adopt Code of Conduct

    By Editors | 12/10/2023

    The industry body for alternative investment funds would help to address their use by regulated entities to circumvent regulations.

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    Fintech / Regtech

    SEBI Grants MCX Approval to Launch New Platform

    By Mark Johnston | 11/10/2023

    The new web-based commodity derivatives platform will launch on 16 October after being put on hold last month.

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    Capital / Liquidity

    SEBI Imposes Capital Rule on Execution-only Mutual Fund Platforms

    By Editors | 10/10/2023

    Category-II EOPs will be required to maintain at least INR 1 million (USD 12,000)  in capital with the stock exchange.

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    Securities / Derivatives

    SEBI Forms 16 Working Groups to Focus on Rule Simplification

    By Editors | 09/10/2023

    SEBI is additionally inviting suggestions from the public and regulated entities on ways to simplify, ease and reduce cost of compliance.

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    Enforcement

    Indian Lawmakers Demand Parliamentary Probe into Adani Group

    By Mark Johnston | 29/09/2023

    The Congress party says SEBI is reluctant to investigate the allegations against the Adani Group, one of the largest conglomerates in India.

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    Securities / Derivatives

    India Considers Allowing Trading in Fractional Shares – Report

    By Mark Johnston | 29/09/2023

    Fractional shares could simplify investing for India’s retail investors and help address the market entry challenges they currently face.

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    Market Infrastructure

    SEBI Considers NSE Proposal to Add Night Session for Equity Derivatives

    By Manesh Samtani | 28/09/2023

    NSE is seeking to first extend its trading hours for index futures and options, followed by single stock options and other products in later phases.

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