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Securities / Derivatives
India Considers Allowing Trading in Fractional Shares – Report
By Mark Johnston | 29/09/2023
Fractional shares could simplify investing for India’s retail investors and help address the market entry challenges they currently face.
Market Infrastructure
SEBI Considers NSE Proposal to Add Night Session for Equity Derivatives
By Manesh Samtani | 28/09/2023
NSE is seeking to first extend its trading hours for index futures and options, followed by single stock options and other products in later phases.
Securities / Derivatives
SEBI to Ease Debt Fundraising Rules for Large Corporates
By Mark Johnston | 26/09/2023
SEBI will remove the penalty for non-compliance with the requirement to raise 25 percent of their incremental borrowings through corporate bonds.
Uncategorised
SEBI Introduces New Process for Investor Grievance Redressal
By Mark Johnston | 20/09/2023
SEBI has introduced a new process to expedite the resolution of investor complaints through its online platform SCORES.
Securities / Derivatives
SEBI Overhauls Quarterly Reports for Alternative Investment Funds
By Mark Johnston | 15/09/2023
The revised format requires AIFs to provide information on their fund structure, investment strategy, portfolio composition, valuation methodology, and other areas.
Securities / Derivatives
SEBI Allows REIT, InvIT Unitholders to Nominate Board Members
By Editors | 13/09/2023
REIT and InvIT unitholders holding more than 10 percent of the units can nominate board members.
Enforcement
SEBI Orders Brickwork Ratings to Revamp Board, Rating Process
By Mark Johnston | 13/09/2023
SEBI initially tried to cancel Brickwork’s credit rating agency licence but the order was quashed on appeal and SEBI was directed to issue a fresh order.
Securities / Derivatives
NSE India Granted Approval for Crude Oil, NatGas Options
By Editors | 12/09/2023
NSE India already launched rupee-denominated WTI crude oil and natural gas futures contracts in May 2023. The new options contracts will launch on 23 October.
SEBI Asks AIF Industry to Develop Governance Code
By Mark Johnston | 07/09/2023
The code would aim to address issues such as conflicted transactions, disclosure standards, valuation practices, and interpretation of regulations.
Fintech / Regtech
SEBI Developing AI Tool to Detect Fund Mis-selling
By Editors | 07/09/2023
The AI tool will be able to detect misselling that may go unnoticed using “rule-based supervision”, said SEBI chairperson Madhabi Puri Buch.
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