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Securities / Derivatives
SEBI Streamlines Approval Process for Change in Control of Merchant Bankers
By Editors | 10/08/2023
SEBI has streamlined the procedure of obtaining prior approval for a proposed change in control of merchant bankers and bankers to an issue.
Securities / Derivatives
SEBI Shortens Share Listing Timeline for Public Issuances
By Editors | 10/08/2023
SEBI reduces share listing timeline for public issues from T+6 to T+3 to enhance capital market efficiency.
Capital / Liquidity
SEBI Mandates FPIs to Route Bond Trades to RFQ Platforms
By Ranamita Chakraborty | 08/08/2023
Starting 1 October, foreign portfolio investors are required to conduct a minimum of 10 percent of their total secondary market corporate bond trades through the request for quote (RFQ) platform offered by stock exchanges.
Capital / Liquidity
SEBI’s Annual Report Highlights Disclosure Rules Strengthening Plan
By Jill Wong | 08/08/2023
Sebi’s annual report highlights plans to strengthen disclosure requirements of unlisted companies.
Uncategorised
SEBI Offers Clarifications on Investment Advisor Rules
By Editors | 08/08/2023
Those offering investment advice solely to overseas persons are not subject to the rules. Registered investment advisors can provide advice to FPIs.
Securities / Derivatives
SEBI Pushes Uniformity in Portfolio Manager Performance Audits
By Editors | 04/08/2023
SEBI mandates standardised annual audits for portfolio managers to enhance transparency in firm-level performance data.
Capital / Liquidity
SEBI Approves Sale of Private Listed InvITs
By Ranamita Chakraborty | 04/08/2023
Existing shareholders of private listed Infrastructure Investment Trusts (InvITs) can now sell their units to the public through a stock exchange mechanism.
AML / KYC
SEBI Proposes Revising Account Aggregator Framework to Prevent Fraud
By Ranamita Chakraborty | 03/08/2023
Securities and Exchange Board of India (SEBI) found that certain consumers are sharing confidential information with third parties and providing financial data to unauthorised entities.
Market Infrastructure
UPDATED – SEBI Directs MIIs to Establish Common Dispute Resolution Platform
By Sanday Chongo Kabange | 01/08/2023
Disputes between investors or clients and listed companies or any specified intermediaries or regulated entities in the securities market will be resolved through the proposed new platform.
Securities / Derivatives
NSE India Considers Extending Trading Hours
By Editors | 31/07/2023
NSE is considering extending trading hours to make it more convenient for office-goers to trade in the evening.
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