Securities and Exchange Board of India

Market Infrastructure

Indian Court Orders Calcutta Stock Exchange to Halt Trading on NSE

By Ajoy K Das | 20/11/2023

SEBI barred the CSE from operating its equities trading platform in 2013. It has since been allowing its members to trade on via the NSE. The agreement with NSE expired in September 2021.

Securities / Derivatives

SEBI Directs Stock Brokers to Issue Simplified Terms to Clients

By Ajoy K Das | 16/11/2023

Brokers forum instructed to frame standard ‘most important terms and conditions’ for new clients by 1 April and existing clients by 1 June.

Securities / Derivatives

India’s AMFI Issues Guidelines for Execution-only Mutual Fund Platforms

By Ajoy K Das | 13/11/2023

The guidelines come ahead of an end-November deadline for platforms selling direct mutual fund schemes to register with AMFI.

Market Infrastructure

Calcutta Stock Exchange Looking to Resume Operations Soon

By Ajoy K Das | 13/11/2023

The Calcutta Stock Exchange was forced to stop operating its equities trading platform in April 2013 due to regulatory and compliance issues.

Market Infrastructure

SEBI Working on Allowing Instant Settlement in Equities Trading

By Ajoy K Das | 07/11/2023

SEBI is exploring instant settlement in a “non-disruptive manner” and will only introduce it after all concerns are addressed, an official said.

Securities / Derivatives

India AMCs Get New Guidance on Display of Returns

By Ajoy K Das | 07/11/2023

The new guidelines are a response to concerns from SEBI that some AMCs have been engaging in misleading advertising.

Securities / Derivatives

SEBI Revises Offer Document Format for Mutual Fund Schemes

By Ajoy K Das | 03/11/2023

The simplified format will streamline the dissemination of information to mutual fund investors.

Securities / Derivatives

India Paves the Way for Foreign Listing of Public Companies

By Ajoy K Das | 02/11/2023

One of the first jurisdictions that will be permitted is expected to be GIFT City. Other foreign jurisdictions will be considered thereafter.

Securities / Derivatives

India to Require Private Companies to Dematerialise Securities

By Ajoy K Das | 31/10/2023

Private companies will have to ensure their securities are issued only in dematerialised form by 30 September 2024.