Securities and Exchange Board of India

Securities / Derivatives

SEBI Consults on New High-risk Category for Mutual Funds

By Ajoy K Das | 27/10/2023

SEBI is considering ways to protect small investors by requiring higher entry barriers for high-risk funds.

Securities / Derivatives

SEBI Enlists 12 Entities to Provide Digital Forensic Services

By Ajoy K Das | 25/10/2023

The enlisted entities would be expected to extract and analyse digital evidence from devices during onsite search and seizure operations.

Securities / Derivatives

SEBI Offers Large Corporates Incentives to Issue Bonds

By Editors | 24/10/2023

Large corporates that raise more than 25 percent of their borrowing through debt securities will have to pay lower listing fees and Core SGF contributions.

SEBI Issues Guidelines to Boost Operational Resilience of QRTAs

By Editors | 23/10/2023

QRTAs are required to declare a disaster within 30 minutes of an incident and must be able to switch to the DRS within 45 minutes.

AML / KYC

SEBI Revises AML Guidelines for Securities Market Intermediaries

By Mark Johnston | 13/10/2023

The revisions lower the shareholding threshold for partners of a firm to be considered as beneficial owners from 15 to 10 percent, among other changes.

SEBI Calls on AIFs to Develop and Adopt Code of Conduct

By Editors | 12/10/2023

The industry body for alternative investment funds would help to address their use by regulated entities to circumvent regulations.

Fintech / Regtech

SEBI Grants MCX Approval to Launch New Platform

By Mark Johnston | 11/10/2023

The new web-based commodity derivatives platform will launch on 16 October after being put on hold last month.

Capital / Liquidity

SEBI Imposes Capital Rule on Execution-only Mutual Fund Platforms

By Editors | 10/10/2023

Category-II EOPs will be required to maintain at least INR 1 million (USD 12,000)  in capital with the stock exchange.

Securities / Derivatives

SEBI Forms 16 Working Groups to Focus on Rule Simplification

By Editors | 09/10/2023

SEBI is additionally inviting suggestions from the public and regulated entities on ways to simplify, ease and reduce cost of compliance.