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Securities / Derivatives
SEBI Grants BSE Final Approval to Launch Gold Trading
By Editors | 02/10/2022
BSE has already conducted mock trading sessions for its members in a test environment to enable trading in electronic gold receipts.
Securities / Derivatives
SEBI Issues New Rules for Ratings of Credit-enhanced Securities
By Editors | 30/09/2022
The rules require CRAs to make certain disclosures and conduct independent due diligence on the nature of support provided by an external or third party.
Market Infrastructure
SEBI Developing New Settlement Process for Stock Market
By Editors | 28/09/2022
Under the new system, funds for secondary stock market transactions would be blocked until securities settlement is done.
Market Infrastructure
SEBI Orders Separation Between CRAs and Non-Rating Affiliates
By Editors | 27/09/2022
Credit rating agencies are directed to strengthen their internal firewalls and formulate a policy on their separation/firewall practices by January 2023.
Fintech / Regtech
SEBI to Tighten Rules on Algo Trading Offered to Retail
By Editors | 26/09/2022
SEBI will scrutinise firms offering algorithmic trading services that claim high returns but cannot be audited or validated.
Securities / Derivatives
SEBI Issues Directions on Circulation of Market Rumours
By Editors | 18/09/2022
Intermediaries are required to prevent rumours and unverified information from being circulated via blogs, chat forums, and messenger sites.
Enforcement
SEBI Probes AIFs Over Non-transparent Practices – Report
By Editors | 15/09/2022
At least 20 alternative investment funds are under scrutiny for practices such as dividend stripping, priority payouts, and opaque valuation policies.
Securities / Derivatives
SEBI Enhances Disclosure Rules for Credit Rating Agencies
By Editors | 31/08/2022
The changes will enhance the transparency and usability of disclosures made by CRAs, SEBI said.
Securities / Derivatives
SEBI Loosens Overseas Investment Rules for AIFs, VC Funds
By Editors | 18/08/2022
Alternative investment and venture capital funds can invest in overseas companies even if they do not have an ‘Indian connection’.
Securities / Derivatives
SEBI Issues Framework to Curb Inadvertent Insider Trading
By Editors | 15/08/2022
Company insiders would have their trading automatically restricted while they are in possession of unpublished price sensitive information.
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