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Securities / Derivatives
SEBI Amends Due Diligence Guidelines for Debenture Trustees
By Editors | 14/08/2022
The enhanced guidelines cover empanelment of external agencies for due diligence, conflicts of interest policy, and allow the creation of additional security post NCD listing.
AML / KYC
SEBI Issues Rules on Trading Account Deactivation for Inadequate KYC
By Editors | 09/08/2022
Trading or demat accounts will be automatically deactivated if a show-cause notice or order issued by SEBI is undeliverable at the addresses mentioned in KYC records.
Market Infrastructure
SEBI Forms Dedicated Committee to Advice on FPI Policy
By Editors | 09/08/2022
The committee will advise increasing FPI participation in Indian markets. FPIs are currently coping with a transition to T+1 settlement in the country.
ESG / Sustainability
SEBI Proposes Enhancements to Green Bond Framework
By Manesh Samtani | 08/08/2022
SEBI proposes to expand the framework to cover more of India’s commitments from COP26, introduce the concept of ‘blue bonds’, and enhance disclosures.
ESG / Sustainability
Data with Destiny: Bridging Asia’s ESG Information Gap
By Editors | 02/08/2022
While there has been a surge of data disclosure in Asia, the lack of a unified set of rules across the region opens the door for inconsistencies.
Securities / Derivatives
India Launches First International Bullion Exchange
By Editors | 01/08/2022
The exchange is expected to facilitate efficient price discovery; ensure standardisation, quality assurance and sourcing integrity; and help bring more foreign traders to India.
Securities / Derivatives
SEBI Proposes Rules for Mutual Fund ‘Execution-only’ Platforms
By Editors | 31/07/2022
Operators of platforms offering execution-only services in direct plans offered by mutual funds would have to register with SEBI, AMFI or stock exchanges.
Securities / Derivatives
SEBI Proposes Regulatory Framework for Online Bond Platforms
By Editors | 28/07/2022
SEBI proposes in a new consultation paper that online bond trading platforms should register as stock brokers or be run by SEBI-registered brokers.
Securities / Derivatives
India: Fees, Charges Payable to SEBI Now Subject to 18pc GST
By Editors | 26/07/2022
Fees paid by stock exchanges, clearing corporations, depositories, intermediaries and investors in securities markets are now subject to 18% GST.
Securities / Derivatives
SEBI to Extend Insider Trading Prohibitions to Mutual Funds
By Editors | 17/07/2022
SEBI plans to require asset managers to disclose the holdings and transactions of connected persons, as well as those of their immediate relatives, on an independent platform.
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