ADVERTISEMENT
Enforcement
SEBI Fines NSE, Officials, Brokers in Colocation Case
By Editors | 02/07/2022
SEBI fined the NSE, five officials, Sampark Infotainment, two brokerage firms and nine other individuals connected to the case.
Securities / Derivatives
SEBI Announces Decision to Allow FPIs to Trade Commodity Derivatives
By Editors | 30/06/2022
FPIs will be allowed to trade non-agri commodity derivatives and select non-agri benchmark indices. Only cash-settled contracts will be allowed.
Securities / Derivatives
SEBI Reviews Plans to Allow FPI Access to Commodity Derivatives
By Editors | 26/06/2022
SEBI asked large market participants to recommend risk management measures needed to allow FPI participation in exchange-traded commodity derivatives.
Securities / Derivatives
SEBI Allows Mutual Funds to Resume Overseas Investing
By Editors | 21/06/2022
In February, SEBI advised mutual funds to halt further investments in foreign stocks to avoid breaching industry-wide regulatory limits.
Securities / Derivatives
SEBI Enhances Cybersecurity Requirements for Asset Managers
By Editors | 19/06/2022
A new framework that took effect on 15 July requires AMCs to conduct cyber audits twice a year and report incidents within six hours of detection.
India: AMFI Directs Fund Managers to End Remote Work Arrangements
By Editors | 31/05/2022
AMFI’s advisory asks fund managers to end flexibilities that allowed employees to work from their homes by 10 June 2022.
Enforcement
SEBI Raids Brokers in Axis Fund Front-running Probe
By Editors | 29/05/2022
Fund managers of Axis Mutual Fund shared trade information with outside brokers and other entities who traded on the information ahead of Axis funds.
Securities / Derivatives
SEBI Issues New Norms to Boost Appeal of ETFs, Index Funds
By Editors | 29/05/2022
ETF managers must appoint at least two market makers. The minimum subscription amount required for new fund offers has been reduced.
Market Infrastructure
SEBI Updates Market Infrastructure Cyber Security Framework
By Editors | 24/05/2022
Stock exchanges, clearing corporations, and depositories are required to conduct a comprehensive cyber audit at least twice each financial year.
Fintech / Regtech
SEBI Seeks to Ban Celebs from Promoting, Endorsing Crypto
By Editors | 19/05/2022
SEBI suggested to a parliamentary committee that prominent public figures be barred from promoting or endorsing crypto products.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team