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Securities / Derivatives
SEBI Proposes to Allow Confidential Filings of IPO Documents
By Duruthu E Chandrasekera | 19/05/2022
SEBI is looking to incentivise more IPO listings by addressing concerns that information contained in IPO documents could be used by an applicant’s competitors.
Crypto / Digital Assets
India’s NSDL Launches Blockchain Platform for NCD Market
By Editors | 16/05/2022
The new platform will record NCD creation, continuously monitor covenants and asset cover, and track credit ratings.
Securities / Derivatives
SEBI Revises Framework for Calculating Margin Requirements
By Editors | 14/05/2022
The margin requirements calculated for derivatives will be based on the fixed beginning-of-day margin parameters.
Securities / Derivatives
SEBI Freezes New IPOs Amid Concerns of Rejected Bids
By Ranamita Chakraborty | 11/05/2022
IPO subscription applications are being rejected because funds are not being blocked, with some investors “gaming” the system.
Securities / Derivatives
SEBI to Enhance ESG Disclosure, Assurance Requirements
By Editors | 11/05/2022
A new committee will work to address mis-selling and greenwashing risks and explore the introduction of prudential requirements for ESG funds.
Market Infrastructure
SEBI Directs Stock Exchanges to Audit Systems and Networks
By Editors | 08/05/2022
Stock exchanges must certify that their trading architecture and co-location facilities conform with regulatory requirements and treat all market participants fairly and equitably.
Securities / Derivatives
SEBI Issues Operational Guidelines for DLT-based Platform
By Editors | 25/04/2022
The new DLT-based platform is designed to monitor security creation, covenants and asset cover of non-convertible securities.
Securities / Derivatives
India Urged to Allow SPAC Listings, Discounted Share Issuances
By Sanday Chongo Kabange | 21/04/2022
The MCA’s Company Law Committee says says Indian SPACs should be recognised and allowed to list on domestic and global exchanges.
Enforcement
SEBI Fines BSE, NSE for Failure to Detect Karvy Fraud
By Editors | 17/04/2022
Karvy Stock Broking misused INR 23 billion worth of securities belonging to more than 95,000 clients, pledging them with 8 banks to raise INR 8.5 billion for its own use.
Securities / Derivatives
SEBI Issues Risk Management Framework for New EGR Segment
By Editors | 17/04/2022
The framework sets out a system for stock exchanges to collect margins from trading members to cover potential losses from trading in Electronic Gold Receipts.
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