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Securities / Derivatives
SEBI Enters MOU with Luxembourg Securities Regulator
By Editors | 07/06/2021
The MOU will facilitate mutual assistance, supervisory cooperation, and effective enforcement in the securities markets.
Securities / Derivatives
SEBI Defers Fund Disclosure Rule by Three Months
By Editors | 04/06/2021
New rules for the disclosure of scheme risk-o-meters, performance and portfolio details will be implemented on 1 September instead of 1 June.
Securities / Derivatives
SEBI Raises Overseas Investment Limits for Mutual Funds
By Editors | 03/06/2021
The overseas investment limit was raised from $600mn to $1bn. For investments in overseas ETFs, the limit was raised from $200mn to $300mn.
Securities / Derivatives
SEBI Consults on Framework for New Gold Exchange
By Sanday Chongo Kabange | 18/05/2021
The proposed gold exchange would facilitate trading in so-called ‘Electronic Gold Receipts’, and help to improve transparency and price discovery.
Securities / Derivatives
SEBI Consults on Measures to Protect Client Collateral
By Editors | 17/05/2021
The proposed framework seeks to protect clients’ collateral from being misused or misappropriated by trading or clearing members.
Securities / Derivatives
SEBI Proposes to Reduce Promoter Lock-in Period
By Editors | 14/05/2021
SEBI proposes to reduce the lock-in period for the minimum promoter’s contribution to an IPO from 3 years to one year.
Securities / Derivatives
SEBI Panel Offers Recommendations on Social Stock Exchange Listings
By Ranamita Chakraborty | 12/05/2021
A technical group was set up last September to develop a framework for on-boarding non-profit organisations and for-profit social enterprises on social stock exchanges.
ESG / Sustainability
SEBI Enhances Sustainability Reporting Rules for Listed Entities
By Manesh Samtani | 12/05/2021
The new Business Responsibility and Sustainability Reports will contain disclosures relating to ESG risks, sustainability performance, environmental metrics, and social factors.
Securities / Derivatives
SEBI Issues Compensation Guidelines for Fund Managers
By Editors | 05/05/2021
20% of compensation of key AMC employees must be paid in the form of units of the mutual fund schemes in which they have a role or oversight.
Securities / Derivatives
SEBI Issues Guidelines for CRAs on Issuing Provisional Ratings
By Editors | 01/05/2021
Credit rating agencies cannot assign a rating, including provisional decisions, to an issuer or client evaluating strategic decisions.
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