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Securities / Derivatives
Regulatory Limits on Fees Will Not Apply to Accredited Investors: SEBI
By Mark Johnston | 23/12/2021
SEBI has clarified that the fees charged to accredited investors will not be subject to caps specified in existing guidelines for investment advisors and portfolio managers.
Press Release
Regulation Asia: Top 20 News Stories for 2021
By Editors | 23/12/2021
This list presents the most-read new stories published by Regulation Asia in 2021, based on aggregated user traffic analytics.
Fintech / Regtech
SEBI Forms New Advisory Committee on Technology
By Editors | 22/12/2021
The new committee will issue recommendations on existing technology projects and propose new suptech and regtech tools to improve SEBI’s capabilities.
Securities / Derivatives
NSE India Launches New Corporate Governance Framework
By Editors | 22/12/2021
Listed companies that voluntarily choose to be part of ‘NSE Prime’ will need to comply with higher corporate governance standards and disclosure requirements.
Securities / Derivatives
SEBI Suspends Trading in Key Agri-Derivatives to Curb Inflation
By Manesh Samtani | 22/12/2021
The trading suspension is a response to rising food inflation. Observers expect the move to impact market confidence and make hedging more difficult.
Securities / Derivatives
SEBI Grants Mutual Funds More Time to Comply with New Norms
By Editors | 20/12/2021
SEBI has issued new guidelines on the use of pool accounts by mutual funds and deferred implementation of new risk management and benchmarking norms.
Securities / Derivatives
SEBI Proposes ‘One Commodity, One Exchange’ Policy
By Editors | 17/12/2021
The proposed policy will help exchanges develop an exclusive set of un-fragmented liquid contracts for a specific agricultural commodity over 3-5 years.
Securities / Derivatives
SEBI Seeks to Regulate Algo Trading by Retail Investors
By Editors | 13/12/2021
SEBI is concerned that investors are increasingly using unregulated third party applications and algorithms to automate decision-making and trading.
Securities / Derivatives
SEBI Proposes to Ease Rules on Preferential Share Issuance
By Editors | 05/12/2021
The regulator proposes relaxed pricing norms, a shorter lock-in period, and to allow promoters to pledge shares for loans during the lock-in period.
Securities / Derivatives
SEBI Directs Market to Display Investor Charter, Complaints Data
By Editors | 04/12/2021
From January 2022, stock exchanges, merchant bankers and RTAs will need to publish the new investor charter as well as complaints data on their websites.
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